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ESMA50-524821-2908 |
TRV article: The EU securitisation market – an overview |
Risk monitoring, Securitisation |
Report |
DOWNLOAD 294.38 KB |
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JC 2023 44 |
Joint Committee report on Risks and Vulnerabilities in the EU financial system - Autumn 2023 |
Joint Committee, Risk monitoring |
Report |
DOWNLOAD 531.6 KB |
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ESMA50-1389274163-2681 |
ESMA report on trends, risks and vulnerabilities No. 2, 2023 |
Risk monitoring |
Report |
DOWNLOAD 1.32 MB |
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ESMA32-380-267 |
Report on the Implementation of SRD2 provisions on proxy advisors and the investment chain |
Corporate Governance, Prospectus |
Report |
DOWNLOAD 3.06 MB |
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ESMA34-1921782652-1922 |
Report on penalties and measures imposed under the UCITS Directive in 2022 |
Fund Management |
Report |
DOWNLOAD 587.42 KB |
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ESMA34-1985693317-1074 |
Report on penalties and measures imposed under the AIFMD in 2022 |
Fund Management |
Report |
DOWNLOAD 626.73 KB |
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ESMA74-1103241886-880 |
Report on Suspicious Transaction and Order Reports (STORs) |
Market Abuse |
Report |
DOWNLOAD 404.04 KB |
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ESMA42-2004696504-7627 |
Follow-up Report to the peer review on certain aspects of the compliance function under MiFID I |
Supervisory convergence |
Report |
DOWNLOAD 482.4 KB |
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ESMA35-335435667-4342 |
Public Statement on securities lending |
Investor protection |
Statement |
DOWNLOAD 167.96 KB |
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ESMA70-449-748 |
Report on the Call for Evidence on pre-hedging |
Market Abuse, Market Integrity |
Report |
DOWNLOAD 385.4 KB |
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ESMA32-1399193447-441 |
Statement on the sustainability disclosure in prospectuses |
Prospectus, Sustainable finance |
Statement |
DOWNLOAD 229.84 KB |
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ESMA35-43-3861 |
Supervisory briefing on understanding the definition of advice under MiFID II |
Investor protection |
Report |
DOWNLOAD 844.02 KB |
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ESMA35-43-2725 |
Public Statement on 2022 CSA and MSE |
Investor protection |
Statement |
DOWNLOAD 161 KB |
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ESMA34-45-1814 |
Report on Marketing requirements and marketing communications under the Regulation on cross-border distribution of funds |
Fund Management |
Report |
DOWNLOAD 1.34 MB |
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ESMA70-156-6509 |
Final Report on Intra-day Volatility Management Mechanism |
Risk monitoring, Trading |
Report |
DOWNLOAD 661 KB |
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ESMA42-111-7570 |
Follow-up Peer Review on Guidelines on ETFs and other UCITS issues |
Supervisory convergence |
Report |
DOWNLOAD 925.06 KB |
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ESMA30-1668416927-2498 |
Progress Report on Greenwashing |
Sustainable finance |
Report |
DOWNLOAD 1.75 MB |
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ESMA35-36-2813 |
Statement on investment firms providing unregulated services |
Investor protection |
Statement |
DOWNLOAD 361.75 KB |
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ESMA50-165-2483 |
TRV Article - EU natural gas derivatives markets: risks and trends |
Market data, Risk monitoring, Trading |
Report |
DOWNLOAD 595.05 KB |
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JC 2023 07 |
Joint Committee Spring 2023 Report on Risks and Vulnerabilities |
Joint Committee, Risk monitoring |
Report |
DOWNLOAD 584.94 KB |
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