Search filters
Section
Type
Reset filters

ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

Clear Filters
18 documents
Date Reference Title Sections Type Main document Info
ESMA71-99-1913 Press_Release_Enforcement REGIS TR Board of Supervisors, Press Releases, Trade Repositories Press Release DOWNLOAD 121.76 KB
ESMA71-99-1734 Press Release - ESMA fines UnaVista trade repository €238500 for EMIR data failures Board of Supervisors, Press Releases, Trade Repositories Press Release DOWNLOAD 125.85 KB
ESMA71-99-1715 Press Release - DTCC Derivatives Repository fined €408,000 for EMIR data breaches Board of Supervisors, Press Releases, Trade Repositories Press Release DOWNLOAD 128.95 KB
ESMA71-99-1498 Brexit: ESMA withdraws the registrations of six UK-based credit rating agencies and four trade repositories Brexit, Credit Rating Agencies, Press Releases, Trade Repositories Press Release DOWNLOAD 94.63 KB
ESMA71-99-1287 ESMA Supervision WP 2020 Benchmarks, Credit Rating Agencies, Press Releases, Securities Financing Transactions, Securitisation, Trade Repositories Press Release DOWNLOAD 130.42 KB
Related documents ESMA Supervision - Annual Report 2019 and Work Programme 2020
Summary
Translated versions
ESMA71-99-1256 ESMA CRAs TRs thematic fees report Press Releases, Supervisory convergence, Trade Repositories Press Release DOWNLOAD 101.41 KB
Related documents CRAs and TRs Follow Up Fees Factsheet CRAs and TRs Follow Up Fees Factsheet
Summary
Translated versions
ESMA71-99-1181 Press release: ESMA fines Regis-TR S.A. €56,000 for data access failures Press Releases, Trade Repositories Press Release DOWNLOAD 115.68 KB
ESMA71-99-1096 ESMA and EU securities regulators MoUs with FCA Board of Supervisors, Brexit, Credit Rating Agencies, Fund Management, Press Releases, Trade Repositories Press Release DOWNLOAD 80.5 KB
ESMA71-99-973 ESMA71-99-973 Press Release Product Intervention EUOJ publication Investor protection, Press Releases, Warnings and publications for investors Press Release DOWNLOAD 241.5 KB
Related documents Notice of ESMA's Product Intervention Decisions on CFDs and binary options Product Intervention Analysis CFDs Product Intervention Analysis Binary Options
Summary
Translated versions
ESMA71-99-987 PR on EBA-ESMA statement on retail holders of bail-inable instruments Investor protection, Press Releases, Warnings and publications for investors Press Release DOWNLOAD 281.95 KB
Related documents Statement of the EBA and ESMA on the treatment of retail holdings of debt financial instruments subject to the Bank Recovery and Resolution Directive
Summary
Translated versions
ESMA71-99-919 PR on CRA/TR Fees Thematic Report Trade Repositories Press Release DOWNLOAD 192.95 KB
Related documents Thematic Report - On fees charged by Credit Rating Agencies and Trade Repositories Factsheet on Trade Repositories Fees Factsheet on Credit Rating Agencies Fees
Summary
Translated versions
ESMA71-99-649 Press Release ICO Statements Digital Finance and Innovation, Press Releases, Warnings and publications for investors Press Release DOWNLOAD 169.52 KB
Related documents ESMA alerts firms involved in Initial Coin Offerings (ICOs) to the need to meet relevant regulatory requirements ESMA alerts investors to the high risks of Initial Coin Offerings (ICOs)
Summary
Translated versions
ESMA71-844457584-339 Press Release ESMA Supervision 2016 annual report and 2017 work programme Credit Rating Agencies, Trade Repositories Press Release DOWNLOAD 142.26 KB
2016/468 ESMA fines DTCC Derivatives Repository Limited €64,000 for data access failures Press Releases, Trade Repositories Press Release DOWNLOAD 166.05 KB
2016/247 ESMA to focus on governance, strategy, data and fees in 2016 supervision Credit Rating Agencies, Press Releases, Trade Repositories Press Release DOWNLOAD 160.03 KB
Related documents ESMA’s supervision of credit rating agencies and trade repositories - 2015 annual report and 2016 work plan.
Summary
Translated versions
2014/152 ESMA tells firms to improve their selling practices for complex financial products Investor protection, Warnings and publications for investors Press Release DOWNLOAD 92.57 KB
2013/845 Joint Committee of ESAs holds its first Consumer Protection Day Warnings and publications for investors Press Release DOWNLOAD 153.3 KB
2013/266 ESMA and the EBA warn investors about contracts for difference Investor protection, Warnings and publications for investors, Press Releases Press Release DOWNLOAD 119.01 KB