ESMA Library
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
477 documents
| Date Sort ascending | Reference | Title | Sections | Type | Main document | Info |
|---|---|---|---|---|---|---|
| ESMA22-106-4247 | SMSG advice in respect of the ESMA Consultation Paper on the Review of the Guidelines on MiFID II product governance requirements | Investor protection, Securities and Markets Stakeholder Group, Supervisory convergence | SMSG Advice | DOWNLOAD 232.86 KB | ||
| ESMA24-436-1150 | Annex to the Opening Statement - 2022 ECON Annual Hearing, 24 October 2022 | Board of Supervisors, CCP, About ESMA, Digital Finance and Innovation, Investor protection, Speeches, Supervisory convergence, Sustainable finance | Reference | DOWNLOAD 701.79 KB | ||
| ESMA24-436-1425 | Verena Ross Opening Statement - 2022 ECON Annual Hearing, 24 October 2022 | Board of Supervisors, CCP, About ESMA, Digital Finance and Innovation, Investor protection, Speeches, Supervisory convergence, Sustainable finance | Statement | DOWNLOAD 619.63 KB | ||
| ESMA71-319-231 | Natasha Cazenave speech at AFME Conference: ESMA’s New Strategic Orientation, 13 October 2022 | Digital Finance and Innovation, Investor protection, Speeches, Supervisory convergence, Sustainable finance | Speech | DOWNLOAD 148.72 KB | ||
| ESMA Newsletter | Newsletter September 2022 | ESMA newsletter | Reference | DOWNLOAD 7.71 MB | ||
| ESMA35-43-2517 | Compliance table on Guidelines on certain aspects of the MiFID II compliance function (ESMA35-36-1952) | Guidelines and Technical standards, Investor protection | Compliance table | DOWNLOAD 149.47 KB | ||
| ESMA35-43-3328 | Public statement on the impact of inflation in the context of investment services to retail clients | Investor protection | Statement | DOWNLOAD 132.05 KB | ||
| ESMA35-43-3172 | Final report - Guidelines on certain aspects of the MiFID II suitability requirements | Investor protection | Final Report | DOWNLOAD 612.85 KB | ||
| CPD22 | Joint ESAs Consumer Protection Day - Programme | Joint Committee, Investor protection | Reference | DOWNLOAD 234.44 KB | ||
| Newsletter | Newsletter August 2022 | ESMA newsletter | Reference | DOWNLOAD 7.74 MB | ||
| Newsletter | ESMA Newsletter July 2022 | ESMA newsletter | Reference | DOWNLOAD 10.96 MB | ||
| ESMA35-36-2621 | Final report EBA-ESMA on SREP guidelines under IFD | Investor protection | Final Report | DOWNLOAD 1.43 MB | ||
| ESMA50-164-2193 | TRV Article_Key Retail Risk Indicators for the EU single market | Investor protection, Risk monitoring | Reference | DOWNLOAD 428.33 KB | ||
| ESMA35-43-3020 | Joint compliance table on ESMA and EBA guidelines on the assessment of the suitability of members of the management body and key function holders | Guidelines and Technical standards, Investor protection | Compliance table | DOWNLOAD 320.25 KB | ||
| ESMA35-43-3301 | Report on Sanctions and measures imposed under MiFID II in 2021 | Investor protection | Report | DOWNLOAD 900.31 KB | ||
| ESMA35-43-3114 | CP on Review of the Guidelines on MiFID II product governance requirements | Investor protection | Consultation Paper | DOWNLOAD 718.74 KB | ||
| ESMA35-43-3137 | ESMA presents the results of the 2021 Common Supervisory Action (CSA) on MiFID II product governance requirements | Investor protection, Supervisory convergence | Statement | DOWNLOAD 119.34 KB | ||
| Newsletter | ESMA Newsletter June 2022 | ESMA newsletter | Reference | DOWNLOAD 12.17 MB | ||
| Newsletter | ESMA Newsletter May 2022 | ESMA newsletter | Reference | DOWNLOAD 8.52 MB | ||
| ESMA35-43-3088 | Review of the MiFID II framework on best execution reports by investment firms | Investor protection | Final Report | DOWNLOAD 282.7 KB |