|
ESMA42-111-7381 |
Peer review on supervision of CSDs providing cross–border services or participating in interoperable links |
Supervisory convergence |
Final Report |
DOWNLOAD 762.77 KB |
|
|
ESMA24-436-1425 |
Verena Ross Opening Statement - 2022 ECON Annual Hearing, 24 October 2022 |
Board of Supervisors, CCP, About ESMA, Digital Finance and Innovation, Investor protection, Speeches, Supervisory convergence, Sustainable finance |
Statement |
DOWNLOAD 619.63 KB |
|
|
ESMA35-43-3137 |
ESMA presents the results of the 2021 Common Supervisory Action (CSA) on MiFID II product governance requirements |
Investor protection, Supervisory convergence |
Statement |
DOWNLOAD 119.34 KB |
|
|
ESMA74-362-1853 |
Final report Draft Guidelines On periodic information to be submitted to ESMA by Trade Repositories |
Market data, Supervisory convergence, Trade Repositories |
Final Report |
DOWNLOAD 221.11 KB |
|
|
ESMA32-63-1156 |
Public statement Application of TD requirements following Brexit |
Brexit, Issuer disclosure, Financial reporting, Supervisory convergence |
Statement |
DOWNLOAD 104.37 KB |
|
|
ESMA71-99-1493 |
New SCSC Chair December 2020 |
Board of Supervisors, About ESMA, Press Releases, Supervisory convergence |
Statement |
DOWNLOAD 86.75 KB |
|
|
ESMA71-99-1364 |
ESMA Statement on Assessment of German Financial Reporting Regime |
Issuer disclosure, Guidelines and Technical standards, Press Releases, Supervisory convergence |
Statement |
DOWNLOAD 88.5 KB |
|
|
ESMA70-156-2311 |
MiFID II Review Report on position limits and position management |
Trading, Supervisory convergence |
Final Report |
DOWNLOAD 591.78 KB |
|
|
ESMA70-151-2919 |
Final Report EMIR RTS on Colleges for CCPs |
CCP, Post Trading, Supervisory convergence |
Final Report |
DOWNLOAD 273.08 KB |
|
|
ESMA42-111-4916 |
STOR Peer Review Report |
Market Abuse, Supervisory convergence |
Final Report |
DOWNLOAD 1.17 MB |
|
|
ESMA71-99-1136 |
SCSC Chair reappointed |
Board of Supervisors, Supervisory convergence |
Statement |
DOWNLOAD 78.43 KB |
|
|
ESMA42-111-4479 |
Peer review on the Guidelines on ETFs and other UCITS issues |
Supervisory convergence |
Final Report |
DOWNLOAD 1.11 MB |
|
|
ESMA42-110-998 |
Timely submission of requests for authorisation in the context of the United Kingdom withdrawing from the European Union |
Brexit, Supervisory convergence |
Statement |
DOWNLOAD 128.92 KB |
|
|
|
ESMA42-111-4285 |
Peer review on certain aspects of the compliance function under Mi-FID I |
Investor protection, Supervisory convergence |
Final Report |
DOWNLOAD 1.25 MB |
|
|
ESMA43-318-752 |
Statement to European Parliament Petitions Committee |
Supervisory convergence |
Statement |
DOWNLOAD 359.62 KB |
|
|
2016/1055 |
Peer Review Report on Prospectus Approval Process |
Prospectus, Supervisory convergence |
Final Report |
DOWNLOAD 1.23 MB |
|
|
2016/585 |
Suitability Peer Review - Annex |
Investor protection, Supervisory convergence |
Final Report |
DOWNLOAD 987.81 KB |
|
|
2016/584 |
Suitability Peer Review - Final Report |
Investor protection, Supervisory convergence |
Final Report |
DOWNLOAD 459.35 KB |
|
|
2015/1905 |
MAD Supervisory Practices peer review follow-up |
Market Abuse, Supervisory convergence |
Final Report |
DOWNLOAD 239.64 KB |
|
|
2015/592 |
Automated Trading Guidelines - ESMA peer review among National Competent Authorities |
Supervisory convergence |
Final Report |
DOWNLOAD 930.33 KB |
|