ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

14 documents
Date Sort ascending Reference Title Sections Type Main document Info
ESMA24-229244789-4704 SMSG Advice on the Discussion Paper on Digitalisation and Retail Investors Protection Digital Finance and Innovation, Investor protection, Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 113.45 KB
JC 2024 19 Joint SH advice on RTS-ITS on major incident reporting Digital Finance and Innovation, Joint Committee, Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 197.15 KB
JC 2024 18 Joint SH advice on RTS on subcontracting of ICT services Digital Finance and Innovation, Joint Committee, Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 253.86 KB
JC 2024 17 Joint SH advice on RTS on threat-led penetration testing (TLPT) Digital Finance and Innovation, Joint Committee, Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 200.59 KB
JC 2023 39 Joint SH Advice on DORA RTS ICT risk management Digital Finance and Innovation, Joint Committee, Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 286.43 KB
JC 2023 36 Joint SH Advice on DORA ITS register of information Digital Finance and Innovation, Joint Committee, Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 264.65 KB
JC 2023 35 Joint SH Advice on DORA RTS policy contractual arrangements Digital Finance and Innovation, Joint Committee, Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 198.7 KB
JC 2023 34 Joint SH Advice on DORA RTS Classification ICT Incidents Digital Finance and Innovation, Joint Committee, Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 250.98 KB
ESMA22-106-4322 SMSG Advice on Depositary Receipts and Geopolitical Risks Investor protection, Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 152.76 KB
ESMA22-106-4247 SMSG advice in respect of the ESMA Consultation Paper on the Review of the Guidelines on MiFID II product governance requirements Investor protection, Securities and Markets Stakeholder Group, Supervisory convergence SMSG Advice DOWNLOAD 232.86 KB
ESMA22-106-4032 SMSG advice to the ESMA Consultation Paper on Guidelines on certain aspects of the MiFID II suitability requirements Investor protection, Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 274.55 KB
ESMA22-106-3800 SMSG response to ESMA on its Call for evidence on the EC mandate on certain aspects relating to retail investor protection Investor protection, Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 374.84 KB
ESMA22-106-2077 SMSG Advice on Joint Consultation Paper on PRIIPs KID Joint Committee, Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 426.62 KB
ESMA22-106-140 SMSG advice on the Joint ESMA EBA guidelines on the Assessment of the Suitability Joint Committee, Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 150.61 KB