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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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85 documents
Date Reference Title Sections Type Main document Info
ESMA70-151-1948 Managing risks of a no-deal Brexit in the area of central clearing Brexit, Post Trading, Press Releases Statement DOWNLOAD 128.26 KB
ESMA80-187-149 Public statement - Contingency plans of Credit Rating Agencies and Trade Repositories in the context of the United Kingdom withdrawing from the European Union Brexit, Credit Rating Agencies, Trade Repositories Statement DOWNLOAD 137.78 KB
ESMA71-99-1055 ESMA proposes a regulatory change to support the Brexit preparations of counterparties to uncleared OTC derivatives Brexit, Post Trading, Press Releases Press Release DOWNLOAD 149.65 KB
ESMA42-110-998 Timely submission of requests for authorisation in the context of the United Kingdom withdrawing from the European Union Brexit, Supervisory convergence Statement DOWNLOAD 128.92 KB
Related documents General Principles to support supervisory convergence in the context of the UK withdrawing from the EU Opinion to support supervisory convergence in the area of secondary markets in the context of the United Kingdom withdrawing from the European Union Opinion to support supervisory convergence in the area of investment management in the context of the United Kingdom withdrawing from the European Union Opinion to support supervisory convergence in the area of investment firms in the context of the United Kingdom withdrawing from the European Union
Summary
Translated versions
ESMA70-154-270 Opinion to support supervisory convergence in the area of secondary markets in the context of the United Kingdom withdrawing from the European Union Brexit, Trading, Supervisory convergence Opinion DOWNLOAD 181.69 KB
ESMA71-99-526 ESMA issues sector-specific principles on relocations from the UK to the EU27 Brexit, Press Releases, Supervisory convergence Press Release DOWNLOAD 157.73 KB
ESMA35-43-762 Opinion to support supervisory convergence in the area of investment firms in the context of the United Kingdom withdrawing from the European Union Brexit, Investor protection, Supervisory convergence Opinion DOWNLOAD 236.23 KB
ESMA35-45-344 Opinion to support supervisory convergence in the area of investment management in the context of the United Kingdom withdrawing from the European Union Brexit, Fund Management, Supervisory convergence Opinion DOWNLOAD 246.6 KB
ESMA71-99-469 ESMA issues principles on supervisory approach to relocations from the UK Brexit, Press Releases, Supervisory convergence Press Release DOWNLOAD 143.31 KB
Related documents General Principles to support supervisory convergence in the context of the UK withdrawing from the EU
Summary
Translated versions
ESMA42-110-433 General Principles to support supervisory convergence in the context of the UK withdrawing from the EU Brexit, Supervisory convergence Opinion DOWNLOAD 182.68 KB
ESMA31-54-435 Report on shareholder identification and communication systems Prospectus, Corporate Governance Report DOWNLOAD 1.09 MB
2015/1887 Follow-up report on the development of the Best Practice Principles for Providers of Shareholder Voting Research and Analysis Prospectus, Corporate Governance Final Report DOWNLOAD 645.64 KB
Related documents Proxy advisors take steps towards increased transparency
Summary
Translated versions
2015/1871 Proxy advisors take steps towards increased transparency Prospectus, Corporate Governance, Press Releases Press Release DOWNLOAD 157.9 KB
2015/920 Impact of the Best Practice Principles for Providers of Shareholder Voting Research and Analysis Issuer disclosure, Corporate Governance Consultation Paper DOWNLOAD 337.08 KB
2013/1645 ESMA clarifies shareholder cooperation in takeover situations Issuer disclosure, Corporate Governance, Press Releases Press Release DOWNLOAD 86.55 KB
2013/1643 Cover Note - Public statement containing information on shareholder cooperation and acting in concert under the Takeover Bids Directive (ESMA/2013/1642) Issuer disclosure, Corporate Governance Reference DOWNLOAD 145.01 KB
2013/1642 Information on shareholder cooperation and acting in concert under the Takeover Bids Directive Issuer disclosure, Corporate Governance Statement DOWNLOAD 321.63 KB
2013/280 Vacancy notice - Chair of Committee drafting a proxy advising industry Code of Conduct Prospectus, Corporate Governance Reference DOWNLOAD 102.91 KB
2013/240 ESMA recommends EU Code of Conduct for proxy advisor industry Press Releases, Corporate Governance, Issuer disclosure Press Release DOWNLOAD 140.27 KB
2013/84 Feedback statement on the consultation regarding the role of the proxy advisory industry Issuer disclosure, Corporate Governance Statement DOWNLOAD 559.31 KB