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ESMA24-229244789-4704 |
SMSG Advice on the Discussion Paper on Digitalisation and Retail Investors Protection |
Digital Finance and Innovation, Investor protection, Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 113.45 KB |
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ESMA35-36-2848 |
Final Report on review of technical standards on passporting under Article 34 of MiFID II |
Investor protection |
Final Report |
DOWNLOAD 723.68 KB |
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ESMA35-335435667-4321 |
2022 Report on MiFID II sanctions |
Investor protection |
Final Report |
DOWNLOAD 428.45 KB |
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ESMA35-36-2819 |
Final Report on the Review of the ITS on cooperation in supervisory activities under MiFID II |
Guidelines and Technical standards, Investor protection |
Final Report |
DOWNLOAD 340.28 KB |
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ESMA35-43-3448 |
Final report on MiFID II guidelines on product governance |
Guidelines and Technical standards, Investor protection |
Final Report |
DOWNLOAD 865.85 KB |
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ESMA70-156-6383 |
Final Report on ESMA's Opinion on the trading venue perimeter |
Investor protection, Trading |
Final Report |
DOWNLOAD 615.79 KB |
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ESMA22-106-4322 |
SMSG Advice on Depositary Receipts and Geopolitical Risks |
Investor protection, Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 152.76 KB |
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ESMA22-106-4247 |
SMSG advice in respect of the ESMA Consultation Paper on the Review of the Guidelines on MiFID II product governance requirements |
Investor protection, Securities and Markets Stakeholder Group, Supervisory convergence |
SMSG Advice |
DOWNLOAD 232.86 KB |
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ESMA35-43-3172 |
Final report - Guidelines on certain aspects of the MiFID II suitability requirements |
Investor protection |
Final Report |
DOWNLOAD 612.85 KB |
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ESMA35-36-2621 |
Final report EBA-ESMA on SREP guidelines under IFD |
Investor protection |
Final Report |
DOWNLOAD 1.43 MB |
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ESMA35-43-3088 |
Review of the MiFID II framework on best execution reports by investment firms |
Investor protection |
Final Report |
DOWNLOAD 282.7 KB |
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ESMA35-42-1445 |
Technical Advice on the possibility to extend the transitional period under the crowdfunding regulation |
Investor protection |
Final Report |
DOWNLOAD 235.72 KB |
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ESMA22-106-4032 |
SMSG advice to the ESMA Consultation Paper on Guidelines on certain aspects of the MiFID II suitability requirements |
Investor protection, Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 274.55 KB |
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ESMA35-42-1227 |
Technical Advice on retail investor protection |
Investor protection |
Final Report |
DOWNLOAD 646.19 KB |
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ESMA35-36-2537 |
Final Report on Guidelines on certain aspects of the MiFID II remuneration requirements |
Guidelines and Technical standards, Investor protection |
Final Report |
DOWNLOAD 475.42 KB |
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ESMA22-106-3800 |
SMSG response to ESMA on its Call for evidence on the EC mandate on certain aspects relating to retail investor protection |
Investor protection, Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 374.84 KB |
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ESMA35-43-2938 |
Final report - Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements |
Guidelines and Technical standards, Investor protection |
Final Report |
DOWNLOAD 537.74 KB |
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ESMA35-42-1183 |
Draft technical standards under the European crowdfunding service providers for business Regulation |
Investor protection |
Final Report |
DOWNLOAD 1.43 MB |
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ESMA35-36-2319 |
Final Report on joint ESMA and EBA GL on the assessment of suitability of members of the management body |
Investor protection |
Final Report |
DOWNLOAD 883.62 KB |
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ESMA74-362-1013 |
MiFIR review report on the obligations to report transactions and reference data |
Market data, Investor protection |
Final Report |
DOWNLOAD 1004.75 KB |
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