03/06/2024
EBA/DP/2024/01
Discussion Paper on the Call for advice on the investment firms prudential framework
Investor protection, Joint Committee
Consultation Paper
DOWNLOAD 916.01 KB
30/05/2024
ESMA35-335435667-5924
Public Statement on AI and investment services
Digital Finance and Innovation, Investor protection, MiFID - Secondary Markets
Statement
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27/05/2024
ESMA35-335435667-5931
Final Report on the 2023 Common Supervisory Action and Mystery Shopping Exercise on marketing
Investor protection
Report
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23/05/2024
ESMA35-335435667-4520
Compliance table on the Guidelines on MiFID II product governance (2023)
Guidelines and Technical standards, Investor protection
Compliance table
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23/05/2024
ESMA35-335435667-4314
Compliance table on the Gudelines on MiFID II remuneration requirements
Guidelines and Technical standards, Investor protection
Compliance table
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21/05/2024
ESMA35-1983731921-788
Call for expression of interest: Consultative Working Group for Investor Protection Standing Committee
Investor protection
Reference
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02/05/2024
ESMA35-43-1410
Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting
Investor protection
Reference
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03/04/2024
ESMA50-524821-3157
TRV Article - Social media sentiment: Influence on EU equity prices
Investor protection, Risk monitoring
Report
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27/03/2024
ESMA35-335435667-5923
List of EU Member States using the temporary exemption from the payment for order flow (PFOF) prohibition under the MiFIR review
Investor protection
Reference
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26/03/2024
ESMA84-858037815-66
Consultation on European Green Bond Regulation - Reply form
Investor protection, Supervisory convergence, Sustainable finance
Reference
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26/03/2024
ESMA84-2037069784-2116
Consultation Paper on European Green Bond Regulation
Investor protection, Supervisory convergence, Sustainable finance
Consultation Paper
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14/03/2024
ESMA24-229244789-4704
SMSG Advice on the Discussion Paper on Digitalisation and Retail Investors Protection
Digital Finance and Innovation, Investor protection, Securities and Markets Stakeholder Group
SMSG Advice
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08/03/2024
ESMA63-1678099970-684
Procurement plan overview
Procurement
Reference
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08/03/2024
ESMA35-335435667-4315
Compliance table on the Guidelines on certain aspects of the MiFID II suitability requirements (2023 revised version)
Guidelines and Technical standards, Investor protection
Compliance table
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05/03/2024
ESMA/2024/MVP/0001-ExA
Negotiated procedure – Legal advice for CTP selection procedure – DEADLINE for expression of interest 18/3/2024
Procurement
ONGOING Procedure
Related documents
Summary
This public procurement procedure is for “Legal advice for CTP selection procedure”:
For more information and for expression of interest, please use this link: https://etendering.ted.europa.eu/cft/cft-display.html?cftId=16244
Please note that registration in the eTendering website will give you access to the following functionalities:
Submission of questions;
Notifications related to changes to the planned call for tenders.
ESMA strongly advises registering and subscribing to ensure that no information related to the tender procedure is missed.
Translated versions
20/02/2024
ESMA34-1273004364-786
Call for expression of interest: Consultative Working Group for Investment Management Standing Committee
Fund Management, Investor protection
Reference
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13/02/2024
ESMA35-335435667-5871
Statement on the deprioritisation of supervisory actions on the obligation to publish RTS 28 reports in light of the agreement on the MiFID II/MiFIR review
Investor protection
Statement
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06/02/2024
ESMA74-1103241886-912
Warning on posting Investment Recommendation on social media
Investor protection, Market Abuse, Warnings and publications for investors
Investor Warning
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02/02/2024
ESMA35-42-1305
ESCPR - Miscellaneous reporting to ESMA
Investor protection
Reference
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25/01/2024
ESMA12-437499640-2360
Study on data formats and transmission protocols
MiFID - Secondary Markets, Trading
Report
DOWNLOAD 1.76 MB
Related documents
Summary
This document has been prepared for the European Securities and Markets Authority (ESMA) by Accenture NV/SA. It reflects the views only of its authors, and the European Securities and Markets Authority is not liable for any consequence stemming from the reuse of this publication.
Translated versions