ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

30 documents
Date Sort ascending Reference Title Sections Type Main document Info
ESMA81-393-644 Final Report on the Review of the RTS on the information to be provided in an application for authorisation and registration under the Benchmarks Regulation Benchmarks, Guidelines and Technical standards Final Report DOWNLOAD 540.1 KB
ESMA42-111-7381 Peer review on supervision of CSDs providing cross–border services or participating in interoperable links Supervisory convergence Final Report DOWNLOAD 762.77 KB
ESMA81-393-599 Final Report on review of RTS on recognition Benchmarks, Guidelines and Technical standards Final Report DOWNLOAD 712.24 KB
ESMA70-156-4953 Final Report on draft RTS on the clearing and derivative trading obligations in view of the benchmark transition to risk free rates Benchmarks, Post Trading Final Report DOWNLOAD 948.59 KB
ESMA81-393-239 Final Report on Guidelines on methodology, oversight function and record keeping under the Benchmarks Regulation Benchmarks Final Report DOWNLOAD 315.98 KB
ESMA74-362-1853 Final report Draft Guidelines On periodic information to be submitted to ESMA by Trade Repositories Market data, Supervisory convergence, Trade Repositories Final Report DOWNLOAD 221.11 KB
ESMA43-370-281 Final report_TA on procedural rules for penalties imposed on Benchmark Administrators Benchmarks Final Report DOWNLOAD 369.64 KB
ESMA81-393-83 Final Report BMR Advice Fees Benchmarks Final Report DOWNLOAD 504.55 KB
ESMA70-156-2311 MiFID II Review Report on position limits and position management Trading, Supervisory convergence Final Report DOWNLOAD 591.78 KB
ESMA70-151-2919 Final Report EMIR RTS on Colleges for CCPs CCP, Post Trading, Supervisory convergence Final Report DOWNLOAD 273.08 KB
ESMA42-111-4916 STOR Peer Review Report Market Abuse, Supervisory convergence Final Report DOWNLOAD 1.17 MB
ESMA70-145-1008 Final report on Guidelines on non-significant benchmarks Benchmarks Final Report DOWNLOAD 673.72 KB
ESMA42-111-4479 Peer review on the Guidelines on ETFs and other UCITS issues Supervisory convergence Final Report DOWNLOAD 1.11 MB
ESMA42-111-4285 Peer review on certain aspects of the compliance function under Mi-FID I Investor protection, Supervisory convergence Final Report DOWNLOAD 1.25 MB
ESMA70-145-81 Final report on draft RTS on cooperation with third countries under BMR Benchmarks Final Report DOWNLOAD 203.07 KB
2016-1560 Final Report on Technical Advice under the Benchmarks Regulation Benchmarks Final Report DOWNLOAD 943.42 KB
2016/1055 Peer Review Report on Prospectus Approval Process Prospectus, Supervisory convergence Final Report DOWNLOAD 1.23 MB
2016/585 Suitability Peer Review - Annex Investor protection, Supervisory convergence Final Report DOWNLOAD 987.81 KB
2016/584 Suitability Peer Review - Final Report Investor protection, Supervisory convergence Final Report DOWNLOAD 459.35 KB
2015/1905 MAD Supervisory Practices peer review follow-up Market Abuse, Supervisory convergence Final Report DOWNLOAD 239.64 KB