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ESMA81-393-644 |
Final Report on the Review of the RTS on the information to be provided in an application for authorisation and registration under the Benchmarks Regulation |
Benchmarks, Guidelines and Technical standards |
Final Report |
DOWNLOAD 540.1 KB |
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ESMA42-111-7381 |
Peer review on supervision of CSDs providing cross–border services or participating in interoperable links |
Supervisory convergence |
Final Report |
DOWNLOAD 762.77 KB |
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ESMA81-393-599 |
Final Report on review of RTS on recognition |
Benchmarks, Guidelines and Technical standards |
Final Report |
DOWNLOAD 712.24 KB |
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ESMA70-156-4953 |
Final Report on draft RTS on the clearing and derivative trading obligations in view of the benchmark transition to risk free rates |
Benchmarks, Post Trading |
Final Report |
DOWNLOAD 948.59 KB |
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ESMA81-393-239 |
Final Report on Guidelines on methodology, oversight function and record keeping under the Benchmarks Regulation |
Benchmarks |
Final Report |
DOWNLOAD 315.98 KB |
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ESMA74-362-1853 |
Final report Draft Guidelines On periodic information to be submitted to ESMA by Trade Repositories |
Market data, Supervisory convergence, Trade Repositories |
Final Report |
DOWNLOAD 221.11 KB |
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ESMA43-370-281 |
Final report_TA on procedural rules for penalties imposed on Benchmark Administrators |
Benchmarks |
Final Report |
DOWNLOAD 369.64 KB |
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ESMA81-393-83 |
Final Report BMR Advice Fees |
Benchmarks |
Final Report |
DOWNLOAD 504.55 KB |
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ESMA70-156-2311 |
MiFID II Review Report on position limits and position management |
Trading, Supervisory convergence |
Final Report |
DOWNLOAD 591.78 KB |
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ESMA70-151-2919 |
Final Report EMIR RTS on Colleges for CCPs |
CCP, Post Trading, Supervisory convergence |
Final Report |
DOWNLOAD 273.08 KB |
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ESMA42-111-4916 |
STOR Peer Review Report |
Market Abuse, Supervisory convergence |
Final Report |
DOWNLOAD 1.17 MB |
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ESMA70-145-1008 |
Final report on Guidelines on non-significant benchmarks |
Benchmarks |
Final Report |
DOWNLOAD 673.72 KB |
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ESMA42-111-4479 |
Peer review on the Guidelines on ETFs and other UCITS issues |
Supervisory convergence |
Final Report |
DOWNLOAD 1.11 MB |
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ESMA42-111-4285 |
Peer review on certain aspects of the compliance function under Mi-FID I |
Investor protection, Supervisory convergence |
Final Report |
DOWNLOAD 1.25 MB |
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ESMA70-145-81 |
Final report on draft RTS on cooperation with third countries under BMR |
Benchmarks |
Final Report |
DOWNLOAD 203.07 KB |
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2016-1560 |
Final Report on Technical Advice under the Benchmarks Regulation |
Benchmarks |
Final Report |
DOWNLOAD 943.42 KB |
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2016/1055 |
Peer Review Report on Prospectus Approval Process |
Prospectus, Supervisory convergence |
Final Report |
DOWNLOAD 1.23 MB |
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2016/585 |
Suitability Peer Review - Annex |
Investor protection, Supervisory convergence |
Final Report |
DOWNLOAD 987.81 KB |
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2016/584 |
Suitability Peer Review - Final Report |
Investor protection, Supervisory convergence |
Final Report |
DOWNLOAD 459.35 KB |
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2015/1905 |
MAD Supervisory Practices peer review follow-up |
Market Abuse, Supervisory convergence |
Final Report |
DOWNLOAD 239.64 KB |
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