ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

33 documents
Date Sort ascending Reference Title Sections Type Main document Info
ESMA42-111-7381 Peer review on supervision of CSDs providing cross–border services or participating in interoperable links Supervisory convergence Final Report DOWNLOAD 762.77 KB
ESMA70-156-4966 Final Report on MAR GLs on delayed disclosure and interactions with prudential supervision Market Abuse Final Report DOWNLOAD 369.64 KB
ESMA74-362-1853 Final report Draft Guidelines On periodic information to be submitted to ESMA by Trade Repositories Market data, Supervisory convergence, Trade Repositories Final Report DOWNLOAD 221.11 KB
ESMA70-156-3581 Final Report on SME GMs RTS-ITS under MAR Market Abuse, Market Integrity Final Report DOWNLOAD 691.32 KB
ESMA70-156-2391 Final Report - MAR Review Market Abuse, Market Integrity Final Report DOWNLOAD 1.94 MB
ESMA70-155-10272 Final Report on Cum Ex and other multiple withholding tax reclaim schemes Market Abuse, Market Integrity, Trading Final Report DOWNLOAD 906.57 KB
ESMA70-156-2311 MiFID II Review Report on position limits and position management Trading, Supervisory convergence Final Report DOWNLOAD 591.78 KB
ESMA70-151-2919 Final Report EMIR RTS on Colleges for CCPs CCP, Post Trading, Supervisory convergence Final Report DOWNLOAD 273.08 KB
ESMA42-111-4916 STOR Peer Review Report Market Abuse, Supervisory convergence Final Report DOWNLOAD 1.17 MB
ESMA70-145-457 Final report on Draft Regulatory Technical Standards on cooperation arrangements under Regulation (EU) No 596/2014 on market abuse Market Abuse Final Report DOWNLOAD 409.3 KB
ESMA42-111-4479 Peer review on the Guidelines on ETFs and other UCITS issues Supervisory convergence Final Report DOWNLOAD 1.11 MB
ESMA42-111-4285 Peer review on certain aspects of the compliance function under Mi-FID I Investor protection, Supervisory convergence Final Report DOWNLOAD 1.25 MB
ESMA7--145-100 Final report on MAR ITS on cooperation between competent authorities Market Abuse, Market Integrity Final Report DOWNLOAD 926.19 KB
2016/1412 Final Report on MAR Guidelines on commodity derivatives Guidelines and Technical standards, Market Abuse, Market Integrity Final Report DOWNLOAD 566.52 KB
2016/1171 Final Report Draft Implementing Technical Standards on sanctions and measures under MAR Market Abuse, Market Integrity Final Report DOWNLOAD 929.78 KB
2016/1055 Peer Review Report on Prospectus Approval Process Prospectus, Supervisory convergence Final Report DOWNLOAD 1.23 MB
2016/585 Suitability Peer Review - Annex Investor protection, Supervisory convergence Final Report DOWNLOAD 987.81 KB
2016/584 Suitability Peer Review - Final Report Investor protection, Supervisory convergence Final Report DOWNLOAD 459.35 KB
2015/1905 MAD Supervisory Practices peer review follow-up Market Abuse, Supervisory convergence Final Report DOWNLOAD 239.64 KB
2015/1455 CBA Cost analysis for Final Report on MAR technical standards Market Abuse Final Report DOWNLOAD 2.59 MB