ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

37 documents
Date Sort ascending Reference Title Sections Type Main document Info
ESMA84-2037069784-2116 Consultation Paper on European Green Bond Regulation Investor protection, Supervisory convergence, Sustainable finance Consultation Paper DOWNLOAD 912.31 KB
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ESMA35-43-3682 Discussion Paper on MiFID II investor protection topics linked to digitalisation Digital Finance and Innovation, Investor protection Consultation Paper DOWNLOAD 846.47 KB
JC 2023 77 Consultation Paper on joint Guidelines on the system for the exchange of information relevant to fit and proper assessments Investor protection, Joint Committee Consultation Paper DOWNLOAD 431.89 KB
ESMA75-453128700-506 Consultation Paper on joint EBA and ESMA Guidelines on the suitability assessment under MiCA Digital Finance and Innovation, Investor protection Consultation Paper DOWNLOAD 597.3 KB
ESMA35-43-3599 Call for evidence on MiFID II suitability and sustainability Investor protection Consultation Paper DOWNLOAD 476.48 KB
JC 2022 76 Consultation Paper on Guidelines on the system for the exchange of information relevant to fit and proper assessments Investor protection, Joint Committee Consultation Paper DOWNLOAD 312 KB
ESMA35-36-2640 Consultation paper on review of the technical standards under Article 34 of MiFID II Investor protection Consultation Paper DOWNLOAD 717.76 KB
ESMA35-43-3114 CP on Review of the Guidelines on MiFID II product governance requirements Investor protection Consultation Paper DOWNLOAD 718.74 KB
ESMA70-156-4978 Consultation Paper on the Opinion on Trading Venue perimeter Investor protection, Trading, Trading Consultation Paper DOWNLOAD 565.29 KB
ESMA35-43-2998 Draft Guidelines on certain aspects of the MiFID II suitability requirements Investor protection Consultation Paper DOWNLOAD 527.96 KB
ESMA35-36-2418 Draft Guidelines on common procedures and methodologies for the supervisory review and evaluation process (SREP) under IFD Investor protection Consultation Paper DOWNLOAD 1.35 MB
ESMA35-43-2827 Call for evidence on retail investor protection aspects Investor protection Consultation Paper DOWNLOAD 357.05 KB
ESMA35-43-2836 Consultation on Review of the MiFID II framework on best execution reports Investor protection Consultation Paper DOWNLOAD 452.96 KB
ESMA35-36-2324 CP on Guidelines on certain aspects of the MiFID II remuneration requirements Investor protection Consultation Paper DOWNLOAD 624.54 KB
ESMA35-36-2159 CP on Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements Investor protection Consultation Paper DOWNLOAD 454.65 KB
ESMA35-43-2464 TC Draft joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders Investor protection Consultation Paper DOWNLOAD 744.01 KB
ESMA35-43-2464 Draft joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders Investor protection Consultation Paper DOWNLOAD 711.12 KB
ESMA35-43-2131 Draft technical standards on the provision of investment services and activities in the Union by third-country firms under MiFID II and MiFIR Investor protection Consultation Paper DOWNLOAD 1.23 MB
ESMA-35-43-2090 Call for evidence on MiFID II product intervention powers Investor protection Consultation Paper DOWNLOAD 197.51 KB
ESMA35-43-1905 Call for evidence Impact of the inducements and costs and charges disclosure requirements under MiFID II Investor protection Consultation Paper DOWNLOAD 479.41 KB