ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

163 documents
Date Sort ascending Reference Title Sections Type Main document Info
ESMA70-156-2005 MAR Article 33 Report on Sanctions Market Abuse Report DOWNLOAD 352.9 KB
ESMA71-99-1263 Press release: ESMA calls for strengthened supervision on suspicious transaction reporting Market Abuse, Supervisory convergence Press Release DOWNLOAD 100.61 KB
ESMA42-111-4916 STOR Peer Review Report Market Abuse, Supervisory convergence Final Report DOWNLOAD 1.17 MB
ESMA70-145-457 Final report on Draft Regulatory Technical Standards on cooperation arrangements under Regulation (EU) No 596/2014 on market abuse Market Abuse Final Report DOWNLOAD 409.3 KB
ESMA70-156-1394 Reply form for the Consultation Paper on MAR review report Market Abuse Reference DOWNLOAD 775.94 KB
ESMA71-99-1226 Press release MAR review consulation Market Abuse Press Release DOWNLOAD 92.73 KB
ESMA70-156-1459 Consultation paper MAR review Market Abuse Consultation Paper DOWNLOAD 1017.98 KB
ESMA70-155-8524 ESMA Opinion CNMV revised Accepted Market Practice Market Abuse, Market Integrity Opinion DOWNLOAD 520.92 KB
ESMA41-356-39 Public notice Regis-TR Trade Repositories Reference DOWNLOAD 142.96 KB
ESMA71-99-1181 Press release: ESMA fines Regis-TR S.A. €56,000 for data access failures Press Releases, Trade Repositories Press Release DOWNLOAD 115.68 KB
esma41-356-34 Enforcement decision Regis-TR Trade Repositories Reference DOWNLOAD 377.19 KB
FISMA.C.3/IK/TL/Ares(2019)2120576 EC Art 38 MAR mandate Market Abuse, Market Integrity Letter DOWNLOAD 187.62 KB
ESMA80-196-2575 Guidance on EMIR and SFT TR registration Trade Repositories Reference DOWNLOAD 143.78 KB
ESMA90-1-83 Brexit Update March 2019 Brexit, Credit Rating Agencies, Trading, Market data, Post Trading, Trade Repositories Statement DOWNLOAD 121.13 KB
ESMA70-145-67 Compliance table regarding MAR guidelines on delay in the disclosure of inside information Guidelines and Technical standards, Market Abuse Compliance table DOWNLOAD 177.87 KB
ESMA70-145-153 Compliance table - MAR Guidelines on information relating to commodity derivatives markets or related spot markets for the purpose of the definition of inside information on commodity derivatives Guidelines and Technical standards, Market Abuse, Market Integrity Compliance table DOWNLOAD 179.29 KB
ESMA71-99-1096 ESMA and EU securities regulators MoUs with FCA Board of Supervisors, Brexit, Credit Rating Agencies, Fund Management, Press Releases, Trade Repositories Press Release DOWNLOAD 80.5 KB
ESMA70-145-1184 Report Application Accepted Market Practices Market Abuse, Market Integrity Report DOWNLOAD 1.68 MB
ESMA70-145-1081 Annual report on administrative and criminal sanctions and other administrative measures under MAR Market Abuse, Market Integrity Annual Report DOWNLOAD 158.47 KB
ESMA80-187-149 Public statement - Contingency plans of Credit Rating Agencies and Trade Repositories in the context of the United Kingdom withdrawing from the European Union Brexit, Credit Rating Agencies, Trade Repositories Statement DOWNLOAD 137.78 KB