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The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

163 documents
Date Sort ascending Reference Title Sections Type Main document Info
ESMA41-356-234 Public Notice - UnaVista Limited Trade Repositories Reference DOWNLOAD 259.16 KB
ESMA70-156-4731 Response form for the Consultation Paper on MAR Guidelines Market Abuse Reference DOWNLOAD 753.44 KB
ESMA70-156-3934 Consultation Paper on MAR GLs on delay in the disclosure of inside information and interactions with prudential supervision Market Abuse Consultation Paper DOWNLOAD 530.81 KB
ESMA74-362-1978 Final report Technical Advice to EC on simplification and harmonisation of fees to TRs under EMIR and SFTR Market data, Post Trading, Securities Financing Transactions, Trade Repositories Final Report DOWNLOAD 278.42 KB
ESMA71-99-1715 Press Release - DTCC Derivatives Repository fined €408,000 for EMIR data breaches Board of Supervisors, Press Releases, Trade Repositories Press Release DOWNLOAD 128.95 KB
ESMA41-356-224 Public Notice - DTCC Derivatives Repository Board of Supervisors, Trade Repositories Reference DOWNLOAD 151.07 KB
ESMA41-356-187 Decision - DTCC Derivatives Repository Board of Supervisors, Trade Repositories Decision DOWNLOAD 1.14 MB
ESMA70-155-11961 Opinion on AMF AMP Market Abuse, Market Integrity Opinion DOWNLOAD 1.77 MB
esma74-362-2009 Response_form_Response_form_-_Consultation Paper on the Guidelines on Transfer of Data Market data, Securities Financing Transactions, Trade Repositories Reference DOWNLOAD 776.32 KB
ESMA74-362-1941 Consultation Paper on the Guidelines on transfer of data between Trade Repositories under EMIR and SFTR Market data, Securities Financing Transactions, Trade Repositories Consultation Paper DOWNLOAD 658.69 KB
ESMA74-362-1853 Final report Draft Guidelines On periodic information to be submitted to ESMA by Trade Repositories Market data, Supervisory convergence, Trade Repositories Final Report DOWNLOAD 221.11 KB
ESMA74-362-249 Guidelines On periodic information to be submitted to ESMA by Trade Repositories Market data, Supervisory convergence, Trade Repositories Guidelines & Recommendations DOWNLOAD 223.73 KB
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ESMA74-362-1937 response form - Technical Advice on simplification TR fees under SFTR and EMIR Securities Financing Transactions, Trade Repositories Reference DOWNLOAD 757.95 KB
ESMA74-362-1864 CP Technical Advice on simplification TR fees under SFTR and EMIR Market data, Trade Repositories Consultation Paper DOWNLOAD 494.16 KB
ESMA70-151-2536 compliance table Guidelines APC Measures Guidelines and Technical standards, Trade Repositories Compliance table DOWNLOAD 141.15 KB
ESMA70-155-11890 Statement CumEx CumCum scandal - Fabrizio Planta Market Abuse, Market Integrity, Speeches, Trading Speech DOWNLOAD 132.57 KB
ESMA70-145-1020 List of national competent authorities that have increased the thresholds for the notification of transactions of persons discharging managerial responsibilities and closely associated persons Market Abuse Reference DOWNLOAD 211.7 KB
ESMA71-99-1498 Brexit: ESMA withdraws the registrations of six UK-based credit rating agencies and four trade repositories Brexit, Credit Rating Agencies, Press Releases, Trade Repositories Press Release DOWNLOAD 94.63 KB
ESMA70-156-3782 ESMA report on application of AMP 2020 Market Abuse Report DOWNLOAD 1.38 MB
ESMA70-156-3537 Annual Report on MAR administrative and criminal sanctions 2020 Market Abuse Report DOWNLOAD 291.51 KB