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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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24 documents
Date Reference Title Sections Type Main document Info
ESMA74-2119945925-1627 Compliance table on the Guidelines on standardised procedures and messaging protocols Guidelines and Technical standards, Post Trading Compliance table DOWNLOAD 430.39 KB
ESMA74-2119945925-1626 Compliance table on the Guidelines on settlement fails reporting under Article 7 CSDR Guidelines and Technical standards, Post Trading Compliance table DOWNLOAD 492.55 KB
ESMA74-2119945925-1625 Compliance table on the Guidelines on the process for the calculation of the indicators to determine the substantial importance of a CSD for a host Member State Guidelines and Technical standards, Post Trading Compliance table DOWNLOAD 474.91 KB
ESMA74-2119945925-1624 Compliance table on the Guidelines on the process for the calculation of the indicators to determine the most relevant currencies in which settlement takes place Guidelines and Technical standards, Post Trading Compliance table DOWNLOAD 265.11 KB
ESMA74-2119945925-1622 Compliance table on the Guidelines on internalised settlement reporting under Article 9 of CSDR Guidelines and Technical standards, Post Trading Compliance table DOWNLOAD 242.35 KB
ESMA70-151-732 Compliance table for the Guidelines on participant default rules and procedures under Regulation (EU) No 909/2014 (ESMA70-151-294) Guidelines and Technical standards, Post Trading Compliance table DOWNLOAD 255.69 KB
ESMA70-151-1417 Compliance table for ESMA's Guidelines on the cooperation between authorities under Articles 17 and 23 of CSDR (ESMA70-151-435) Guidelines and Technical standards, Post Trading Compliance table DOWNLOAD 242.48 KB
ESMA70-151-727 Compliance table for the Guidelines on CSD Access to the trading feeds of CCPs and trading venues (ESMA70-151-298) Guidelines and Technical standards, Post Trading Compliance table DOWNLOAD 264.26 KB
ESMA74-362-2159 ESMA as a data driven regulator and supervisor - AFME 5th Annual European Compliance and Legal Virtual Conference Market data, Trading, Market data, Post Trading, Risk monitoring, Securitisation, Speeches, Supervisory convergence, Trade Repositories, Transparency Speech DOWNLOAD 167.18 KB
ESMA70-156-4871 Keynote speech Natasha Cazenave - FIA IDX conference, 27 September 2021 Benchmarks, Brexit, Trading, Post Trading, Speeches Speech DOWNLOAD 64.86 KB
ESMA70-151-2537 Compliance table Guidelines Conflict of interest Guidelines and Technical standards, Post Trading Compliance table DOWNLOAD 141.4 KB
ESMA71-99-1232 Keynote - Steven Maijoor - AFME Legal & Compliance Conference, Paris Brexit, Post Trading, Speeches Speech DOWNLOAD 112.75 KB
ESMA71-319-120 FESE Dinner Address Brexit, International cooperation, Trading, Post Trading, Speeches Speech DOWNLOAD 117.98 KB
ESMA71-319-91 Brexit – the regulatory challenges Brexit, Fund Management, Trading, Post Trading, Speeches, Supervisory convergence Speech DOWNLOAD 175.3 KB
ESMA71-319-74 Resilience, Recovery and Resolution: three essential Rs for CCPs speech by ESMA Chair Maijoor at ILF Conference 2018 Post Trading Speech DOWNLOAD 245.82 KB
ESMA71-319-65 Keynote Address at ASIFMA Annual Conference 2017 Hong Kong - Verena Ross Trading, Post Trading, Speeches Speech DOWNLOAD 208.99 KB
ESMA71-99-372 ECON Hearing on CCPs Recovery & Resolution - Opening Statement by Steven Maijoor Post Trading Speech DOWNLOAD 156.73 KB
ESMA71-844457584-329 ESMA Chair keynote address at PRIME Finance Conference Benchmarks, Post Trading, Speeches Speech DOWNLOAD 281.45 KB
2016/1002 Speech Banque de France conference on CCPs – Steven Maijoor, Paris, 24 June 2016 Post Trading Speech DOWNLOAD 271.88 KB
ESMA70-151-3419 Comply or explain table for G&R on PFMIs Guidelines and Technical standards, Post Trading Compliance table DOWNLOAD 141.61 KB