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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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27 documents
Date Reference Title Sections Type Main document Info
ESMA35-335435667-4520 Compliance table on the Guidelines on MiFID II product governance (2023) Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 173.43 KB
ESMA35-335435667-4314 Compliance table on the Gudelines on MiFID II remuneration requirements Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 187.67 KB
ESMA35-335435667-4315 Compliance table on the Guidelines on certain aspects of the MiFID II suitability requirements (2023 revised version) Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 174.96 KB
ESMA35-43-3327 Compliance table on Guidelines on certain aspects of the MiFID II appropriateness and execution only requirements Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 272.27 KB
ESMA35-43-1968 Compliance table - Guidelines on cross-selling practices (ESMA/2016/574) Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 206.07 KB
ESMA24-436-1547 ESMA letter regarding concerns with changes to the insider list regime Investor protection, Market Integrity, Trading Letter DOWNLOAD 159.66 KB
ESMA35-43-2517 Compliance table on Guidelines on certain aspects of the MiFID II compliance function (ESMA35-36-1952) Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 149.47 KB
ESMA35-43-3020 Joint compliance table on ESMA and EBA guidelines on the assessment of the suitability of members of the management body and key function holders Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 320.25 KB
ESMA35-43-3112 Letter to the EC on the MiFID II suitability consultation Investor protection Letter DOWNLOAD 177.03 KB
ESMA24-436-1152 ESMA response to the Commission consultation on the Listings Act Market Abuse, Investor protection, Prospectus Letter DOWNLOAD 99.52 KB
Related documents Annex - Response to EC targeted consultation on the Listing Act
Summary
Translated versions
ESMA35-43-2183 Compliance table - Guidelines for the assessment of knowledge and competence (ESMA/2015/1886) Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 161.56 KB
ESMA35-43-1215 Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body Guidelines and Technical standards, Joint Committee, Investor protection Compliance table DOWNLOAD 302.18 KB
ESMA35-43-1430 Compliance table on Guidelines on MiFID II suitability requirements Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 145.3 KB
ESMA32-67-791 Letter to IFRS IC on classification of SPAC shares as equity or liability (IAS 32) Audit, Financial reporting, Investor protection, Prospectus Letter DOWNLOAD 223.92 KB
ESMA35-43-1957 Compliance table - Guidelines on complex debt instruments and structured deposits (ESMA/2015/1787) Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 163.99 KB
ESMA35-42-1186 Letter to Commissioner McGuinness - European Crowdfunding Service Providers for Business Investor protection Letter DOWNLOAD 253.15 KB
ESMA35-43-1076 Compliance table for Guidelines on MiFID II product governance requirements (ESMA35-43-620) Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 157.54 KB
ESMA70-156-236 Letter to the Commission on MiFID II third country regime Investor protection Letter DOWNLOAD 152.92 KB
ESMA35-36-1442 IPISC UK withdrawal from the EU Letter Investor protection Letter DOWNLOAD 234.85 KB
2016/648 ESMA response to the Commission Green Paper on retail financial services Investor protection Letter DOWNLOAD 197.44 KB