ESMA Library
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
21 documents
Date Sort ascending | Reference | Title | Sections | Type | Main document | Info | ||||||
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ESMA35-335435667-4520 | Compliance table on the Guidelines on MiFID II product governance (2023) | Guidelines and Technical standards, Investor protection | Compliance table | DOWNLOAD 173.43 KB | ||||||||
ESMA35-335435667-4314 | Compliance table on the Gudelines on MiFID II remuneration requirements | Guidelines and Technical standards, Investor protection | Compliance table | DOWNLOAD 187.67 KB | ||||||||
ESMA35-335435667-4315 | Compliance table on the Guidelines on certain aspects of the MiFID II suitability requirements (2023 revised version) | Guidelines and Technical standards, Investor protection | Compliance table | DOWNLOAD 174.96 KB | ||||||||
ESMA91-1505572268-3492 | Compliance table on the Guidelines on valuation of contracts | CCP, Guidelines and Technical standards | Compliance table | DOWNLOAD 181.13 KB | ||||||||
ESMA91-1505572268-3490 | Compliance table on the Guidelines on Failing or Likely to Fail | CCP, Guidelines and Technical standards | Compliance table | DOWNLOAD 211 KB | ||||||||
ESMA91-1505572268-3457 | Compliance table on the Guidelines on Early Intervention Measures | CCP, Guidelines and Technical standards | Compliance table | DOWNLOAD 206.81 KB | ||||||||
ESMA91-1505572268-3456 | Compliance table on the Guidelines on temporary restrictions | CCP, Guidelines and Technical standards | Compliance table | DOWNLOAD 209.25 KB | ||||||||
ESMA91-1505572268-3069 | Compliance table on the Guidelines on CCP recovery plan indicators | CCP, Guidelines and Technical standards | Compliance table | DOWNLOAD 235.31 KB | ||||||||
ESMA91-1505572268-3071 | Compliance table on the Guidelines on CCP recovery plan scenarios | CCP, Guidelines and Technical standards | Compliance table | DOWNLOAD 182.85 KB | ||||||||
ESMA35-43-3327 | Compliance table on Guidelines on certain aspects of the MiFID II appropriateness and execution only requirements | Guidelines and Technical standards, Investor protection | Compliance table | DOWNLOAD 272.27 KB | ||||||||
ESMA35-43-1968 | Compliance table - Guidelines on cross-selling practices (ESMA/2016/574) | Guidelines and Technical standards, Investor protection | Compliance table | DOWNLOAD 206.07 KB | ||||||||
ESMA35-43-2517 | Compliance table on Guidelines on certain aspects of the MiFID II compliance function (ESMA35-36-1952) | Guidelines and Technical standards, Investor protection | Compliance table | DOWNLOAD 149.47 KB | ||||||||
ESMA35-43-3020 | Joint compliance table on ESMA and EBA guidelines on the assessment of the suitability of members of the management body and key function holders | Guidelines and Technical standards, Investor protection | Compliance table | DOWNLOAD 320.25 KB | ||||||||
ESMA35-43-2183 | Compliance table - Guidelines for the assessment of knowledge and competence (ESMA/2015/1886) | Guidelines and Technical standards, Investor protection | Compliance table | DOWNLOAD 161.56 KB | ||||||||
ESMA35-43-1215 | Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body | Guidelines and Technical standards, Joint Committee, Investor protection | Compliance table | DOWNLOAD 302.18 KB | ||||||||
ESMA35-43-1430 | Compliance table on Guidelines on MiFID II suitability requirements | Guidelines and Technical standards, Investor protection | Compliance table | DOWNLOAD 145.3 KB | ||||||||
ESMA35-43-1957 | Compliance table - Guidelines on complex debt instruments and structured deposits (ESMA/2015/1787) | Guidelines and Technical standards, Investor protection | Compliance table | DOWNLOAD 163.99 KB | ||||||||
ESMA35-43-1076 | Compliance table for Guidelines on MiFID II product governance requirements (ESMA35-43-620) | Guidelines and Technical standards, Investor protection | Compliance table | DOWNLOAD 157.54 KB | ||||||||
2014-1213 | Guidelines compliance table for Guidelines on remuneration policies and practices (MiFID) | Investor protection | Compliance table | DOWNLOAD 122.41 KB | ||||||||
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2013/923 | Compliance table - compliance guidelines | Guidelines and Technical standards, Investor protection | Compliance table | DOWNLOAD 100.87 KB |