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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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699 documents
Date Reference Title Sections Type Main document Info
ESMA42-112-389 List of extra-judicial mechanisms for consumers complaints (Art. 75 MiFID II) Investor protection Reference DOWNLOAD 265.62 KB
ESMA35-43-3109 ESMA Opinion on the product intervention measure relating to futures with additional payment obligations proposed by the Bundesanstalt für Finanzdienstleistungsaufsicht (BaFin) Investor protection Opinion DOWNLOAD 205.48 KB
ESMA22-106-4247 SMSG advice in respect of the ESMA Consultation Paper on the Review of the Guidelines on MiFID II product governance requirements Investor protection, Securities and Markets Stakeholder Group, Supervisory convergence SMSG Advice DOWNLOAD 232.86 KB
ESMA24-436-1150 Annex to the Opening Statement - 2022 ECON Annual Hearing, 24 October 2022 Board of Supervisors, CCP, About ESMA, Digital Finance and Innovation, Investor protection, Speeches, Supervisory convergence, Sustainable finance Reference DOWNLOAD 701.79 KB
ESMA24-436-1425 Verena Ross Opening Statement - 2022 ECON Annual Hearing, 24 October 2022 Board of Supervisors, CCP, About ESMA, Digital Finance and Innovation, Investor protection, Speeches, Supervisory convergence, Sustainable finance Statement DOWNLOAD 619.63 KB
ESMA71-319-231 Natasha Cazenave speech at AFME Conference: ESMA’s New Strategic Orientation, 13 October 2022 Digital Finance and Innovation, Investor protection, Speeches, Supervisory convergence, Sustainable finance Speech DOWNLOAD 148.72 KB
ESMA35-43-2517 Compliance table on Guidelines on certain aspects of the MiFID II compliance function (ESMA35-36-1952) Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 149.47 KB
ESMA22-106-4146 Summary of Conclusions SMSG - 8 July 2022 Securities and Markets Stakeholder Group Summary of Conclusions DOWNLOAD 179.02 KB
ESMA35-43-3328 Public statement on the impact of inflation in the context of investment services to retail clients Investor protection Statement DOWNLOAD 132.05 KB
ESMA35-43-3172 Final report - Guidelines on certain aspects of the MiFID II suitability requirements Investor protection Final Report DOWNLOAD 612.85 KB
CPD22 Joint ESAs Consumer Protection Day - Programme Joint Committee, Investor protection Reference DOWNLOAD 234.44 KB
ESMA22-106-4089 Application form for Securities and Markets Stakeholder Group 2022 Securities and Markets Stakeholder Group Reference DOWNLOAD 64.61 KB
ESMA22-106-3964 Call for Expression of Interest Securities and Markets Stakeholder Group (reserve list) Securities and Markets Stakeholder Group Reference DOWNLOAD 134.79 KB
ESMA35-36-2621 Final report EBA-ESMA on SREP guidelines under IFD Investor protection Final Report DOWNLOAD 1.43 MB
ESMA50-164-2193 TRV Article_Key Retail Risk Indicators for the EU single market Investor protection, Risk monitoring Reference DOWNLOAD 428.33 KB
ESMA35-43-3020 Joint compliance table on ESMA and EBA guidelines on the assessment of the suitability of members of the management body and key function holders Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 320.25 KB
ESMA22-106-4135 SMSG advice to ESMA on EFRAG Consultation on Sustainability Reporting standards Securities and Markets Stakeholder Group, Sustainable finance SMSG Advice DOWNLOAD 178.31 KB
ESMA22-106-4078 Summary of Conclusions SMSG - 13 May 2022 Securities and Markets Stakeholder Group Summary of Conclusions DOWNLOAD 231.25 KB
ESMA35-43-3301 Report on Sanctions and measures imposed under MiFID II in 2021 Investor protection Report DOWNLOAD 900.31 KB
ESMA35-43-3114 CP on Review of the Guidelines on MiFID II product governance requirements Investor protection Consultation Paper DOWNLOAD 718.74 KB