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The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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1142 documents
Date Reference Title Sections Type Main document Info
ESMA74-2119945925-1622 Compliance table on the Guidelines on internalised settlement reporting under Article 9 of CSDR Guidelines and Technical standards, Post Trading Compliance table DOWNLOAD 242.35 KB
ESMA70-151-732 Compliance table for the Guidelines on participant default rules and procedures under Regulation (EU) No 909/2014 (ESMA70-151-294) Guidelines and Technical standards, Post Trading Compliance table DOWNLOAD 255.69 KB
ESMA70-151-1417 Compliance table for ESMA's Guidelines on the cooperation between authorities under Articles 17 and 23 of CSDR (ESMA70-151-435) Guidelines and Technical standards, Post Trading Compliance table DOWNLOAD 242.48 KB
ESMA70-151-727 Compliance table for the Guidelines on CSD Access to the trading feeds of CCPs and trading venues (ESMA70-151-298) Guidelines and Technical standards, Post Trading Compliance table DOWNLOAD 264.26 KB
ESMA75-117376770-460 Letter to EU institutions on DLT Pilot Regime Implementation Digital Finance and Innovation, Trading Letter DOWNLOAD 150.42 KB
Related documents Letter from the European Commission on the DLT Pilot Regime Implementation
Summary
Translated versions
ESMA74-2134169708-7163 Public Statement on the transition for the application of the MiFID II/MiFIR review Trading Statement DOWNLOAD 193.22 KB
ESMA75-453128700-949 Final Report on draft technical standards specifying requirements for cooperation, exchange of information, and notification between competent authorities, ESAs, and third countries under MiCA Digital Finance and Innovation, Guidelines and Technical standards Final Report DOWNLOAD 641.13 KB
ESMA18-72330276-1634 Final Report on Draft technical Standards specifying certain requirements of the Markets in Crypto Assets Regulation (MiCA) – first package Digital Finance and Innovation, Guidelines and Technical standards Final Report DOWNLOAD 814.09 KB
ESMA32-67-802 Compliance table on the Guidelines on the enforcement of financial information Guidelines and Technical standards, Transparency Compliance table DOWNLOAD 192.71 KB
ESMA35-335435667-4315 Compliance table on the Guidelines on certain aspects of the MiFID II suitability requirements (2023 revised version) Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 174.96 KB
ESMA50-43599798-9011 Guidelines on stress test scenarios under the MMF Regulation Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 584.64 KB
Related documents
Summary

2023
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , GA , HU , HR , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA12-2121844265-3255 Scope of the Guidelines on position calculation under EMIR Refit Guidelines and Technical standards, Market data, Post Trading Reference DOWNLOAD 42.5 KB
Related documents Guidelines on position calculation under EMIR Refit
Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , GA , HR , HU , IT , LT , LV , MT , PT , RO , SK , SL , SV
ESMA12-2121844265-3254 Guidelines on position calculation under EMIR Refit Guidelines and Technical standards, Market data, Post Trading Guidelines & Recommendations DOWNLOAD 269.35 KB
Related documents Scope of the Guidelines on position calculation under EMIR Refit
Summary
Translated versions PL , NL
ESMA34-45-1128 Compliance table - Guidelines on performance fees in UCITS and certain types of AIFs Fund Management, Guidelines and Technical standards, Supervisory convergence Compliance table DOWNLOAD 250.6 KB
ESMA91-1505572268-3492 Compliance table on the Guidelines on valuation of contracts CCP, Guidelines and Technical standards Compliance table DOWNLOAD 181.13 KB
ESMA91-1505572268-3490 Compliance table on the Guidelines on Failing or Likely to Fail CCP, Guidelines and Technical standards Compliance table DOWNLOAD 211 KB
ESMA91-1505572268-3457 Compliance table on the Guidelines on Early Intervention Measures CCP, Guidelines and Technical standards Compliance table DOWNLOAD 206.81 KB
ESMA91-1505572268-3456 Compliance table on the Guidelines on temporary restrictions CCP, Guidelines and Technical standards Compliance table DOWNLOAD 209.25 KB
ESMA91-1505572268-3069 Compliance table on the Guidelines on CCP recovery plan indicators CCP, Guidelines and Technical standards Compliance table DOWNLOAD 235.31 KB
ESMA91-1505572268-3071 Compliance table on the Guidelines on CCP recovery plan scenarios CCP, Guidelines and Technical standards Compliance table DOWNLOAD 182.85 KB