|
|
ESF-CRA |
ESF response |
CESR Archive |
Reference |
DOWNLOAD 48.38 KB |
|
|
|
M&G-CRA |
M&G response |
CESR Archive |
Reference |
DOWNLOAD 49.36 KB |
|
|
|
NVB-CRA |
NVB response |
CESR Archive |
Reference |
DOWNLOAD 35.34 KB |
|
|
|
07-416 |
CESR-Pol’s Work Programme concerning Level 3 of the Market Abuse Directive |
CESR Archive |
Reference |
DOWNLOAD 75.57 KB |
|
|
|
07-089 annex |
Information complement: Framework of Principles for Impact Assessment in the area of financial regulation |
CESR Archive |
Reference |
DOWNLOAD 94.77 KB |
|
|
|
07-322 |
CESR Guidebook on MiFID market transparency calculations |
CESR Archive |
Reference |
DOWNLOAD 64.23 KB |
|
|
|
07-071b |
Methodology for self-assessment and peer-review tool |
CESR Archive |
Reference |
DOWNLOAD 79.43 KB |
|
|
|
07-101 |
Survey on the direct communication of auditors with the public on the statutory audit of the annual or consolidated accounts of listed companies |
CESR Archive |
Reference |
DOWNLOAD 78.42 KB |
|
|
|
2004/109/EC - forms |
Standard forms to be used for the purposes of notifying the acquisition or disposal of major holdings of voting rights and of major holdings of financial instruments, and of notifying the activity of market makers in the context of Directive 2004/109/EC |
CESR Archive |
Reference |
DOWNLOAD 1016.87 KB |
|
|
|
07-070b |
Protocol of the Review Panel |
CESR Archive |
Reference |
DOWNLOAD 58.25 KB |
|
|
|
06-707 |
3L3 work programme for 2007 |
CESR Archive |
Reference |
DOWNLOAD 104.35 KB |
|
|
|
06-627 |
2007 Work Programme for the Committee of European Securities Regulators |
CESR Archive |
Reference |
DOWNLOAD 78.79 KB |
|
|
|
06-260 |
Survey on the role of securities regulators in auditor oversight of public listed companies, and on their powers in relation to auditors of these companies |
CESR Archive |
Reference |
DOWNLOAD 114 KB |
|
|
|
06-550b |
MiFID Level 3 Expert Group – 2006/2007 Work Programme |
CESR Archive |
Reference |
DOWNLOAD 81.65 KB |
|
|
|
06-434 |
CESR-SEC Work Plan |
CESR Archive |
Reference |
DOWNLOAD 66.4 KB |
|
|
|
06-286b |
Protocol for a CESR Mediation Mechanism |
CESR Archive |
Reference |
DOWNLOAD 72.35 KB |
|
|
|
06-117b |
Terms of reference for CESR-Fin |
CESR Archive |
Reference |
DOWNLOAD 100.14 KB |
|
|
|
06-216d |
Mandate for CESR ECONET |
CESR Archive |
Reference |
DOWNLOAD 62.73 KB |
|
|
|
06-312 |
Questionnaire on the day-to-day application of the IOSCO code by the credit rating agencies |
CESR Archive |
Reference |
DOWNLOAD 55.09 KB |
|
|
|
06-208 |
CESR-CFTC Online guides for conducting derivatives business in the U.S. and the European Union (EU) |
CESR Archive |
Reference |
DOWNLOAD 55.11 KB |
|
