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EBA/DP/2024/01 |
Discussion Paper on the Call for advice on the investment firms prudential framework |
Investor protection, Joint Committee |
Consultation Paper |
DOWNLOAD 916.01 KB |
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ESMA84-2037069784-2122 |
Consultation Paper on the Proposed Revisions to Commission Delegated Regulation (EU) 447/2012 and Annex I of CRA Regulation |
Credit Rating Agencies |
Consultation Paper |
DOWNLOAD 828.51 KB |
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ESMA84-2037069784-2116 |
Consultation Paper on European Green Bond Regulation |
Investor protection, Supervisory convergence, Sustainable finance |
Consultation Paper |
DOWNLOAD 912.31 KB |
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ESMA35-43-3682 |
Discussion Paper on MiFID II investor protection topics linked to digitalisation |
Digital Finance and Innovation, Investor protection |
Consultation Paper |
DOWNLOAD 846.47 KB |
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JC 2023 77 |
Consultation Paper on joint Guidelines on the system for the exchange of information relevant to fit and proper assessments |
Investor protection, Joint Committee |
Consultation Paper |
DOWNLOAD 431.89 KB |
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ESMA75-453128700-506 |
Consultation Paper on joint EBA and ESMA Guidelines on the suitability assessment under MiCA |
Digital Finance and Innovation, Investor protection |
Consultation Paper |
DOWNLOAD 597.3 KB |
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ESMA35-43-3599 |
Call for evidence on MiFID II suitability and sustainability |
Investor protection |
Consultation Paper |
DOWNLOAD 476.48 KB |
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JC 2022 76 |
Consultation Paper on Guidelines on the system for the exchange of information relevant to fit and proper assessments |
Investor protection, Joint Committee |
Consultation Paper |
DOWNLOAD 312 KB |
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ESMA35-36-2640 |
Consultation paper on review of the technical standards under Article 34 of MiFID II |
Investor protection |
Consultation Paper |
DOWNLOAD 717.76 KB |
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ESMA35-43-3114 |
CP on Review of the Guidelines on MiFID II product governance requirements |
Investor protection |
Consultation Paper |
DOWNLOAD 718.74 KB |
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ESMA70-156-4978 |
Consultation Paper on the Opinion on Trading Venue perimeter |
Investor protection, Trading, Trading |
Consultation Paper |
DOWNLOAD 565.29 KB |
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ESMA 80-416-228 |
Consultation Paper on Revision to Guidelines and Recommendations on Scope of the CRA Regulation |
Credit Rating Agencies |
Consultation Paper |
DOWNLOAD 481.87 KB |
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ESMA35-43-2998 |
Draft Guidelines on certain aspects of the MiFID II suitability requirements |
Investor protection |
Consultation Paper |
DOWNLOAD 527.96 KB |
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ESMA35-36-2418 |
Draft Guidelines on common procedures and methodologies for the supervisory review and evaluation process (SREP) under IFD |
Investor protection |
Consultation Paper |
DOWNLOAD 1.35 MB |
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ESMA35-43-2827 |
Call for evidence on retail investor protection aspects |
Investor protection |
Consultation Paper |
DOWNLOAD 357.05 KB |
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ESMA35-43-2836 |
Consultation on Review of the MiFID II framework on best execution reports |
Investor protection |
Consultation Paper |
DOWNLOAD 452.96 KB |
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ESMA35-36-2324 |
CP on Guidelines on certain aspects of the MiFID II remuneration requirements |
Investor protection |
Consultation Paper |
DOWNLOAD 624.54 KB |
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ESMA 33-9-413 |
Guidelines on Disclosure Requirements for Initial Reviews and Preliminary Ratings |
Credit Rating Agencies |
Consultation Paper |
DOWNLOAD 392.05 KB |
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ESMA 80-196-5019 |
Consultation Paper on Fees Charged to CRAs by ESMA |
Credit Rating Agencies |
Consultation Paper |
DOWNLOAD 345.85 KB |
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ESMA35-36-2159 |
CP on Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements |
Investor protection |
Consultation Paper |
DOWNLOAD 454.65 KB |
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