ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

64 documents
Date Sort ascending Reference Title Sections Type Main document Info
ESMA70-151-2371 Response form to consultation on Guidelines for reporting under Articles 4 and 12 SFTR Securities Financing Transactions Reference DOWNLOAD 757.3 KB
ESMA70-151-1985 Consultation paper on Guidelines for reporting under Articles 4 and 12 SFTR Securities Financing Transactions Consultation Paper DOWNLOAD 1.32 MB
BoA PR 01 Board of Appeal PR - Shadow Ratings Appeals Board of Appeal Press Release DOWNLOAD 399.67 KB
Related documents Appeal by Svenska Handelsbanken AB, Skandinaviska Enskilda Banken AB, Swedbank A and Nordea Bank Abp against the European Securities and Markets Authority
Summary
Translated versions
BoA D 2019 01, 02, 03 and 04 Appeal by Svenska Handelsbanken AB, Skandinaviska Enskilda Banken AB, Swedbank A and Nordea Bank Abp against the European Securities and Markets Authority Board of Appeal Decision DOWNLOAD 829.04 KB
Related documents
Summary
Translated versions EN
boa30.18 BoA Decision SEB appeal 30 November 2018 Board of Appeal Decision DOWNLOAD 416.77 KB
BoA D 2018 02 Decision in an Appeal by B. against a decision of the European Securities and Markets Authority Board of Appeal Decision DOWNLOAD 382.53 KB
ESMA70-151-1719 Letter to VP Dombrovskis on opinion on SFTR Securities Financing Transactions Letter DOWNLOAD 213.13 KB
Related documents On the European Commission’s proposed amendments to SFTR Letter from European Commission on SFTR draft RTS
Summary
Translated versions
ESMA70-151-1651 Annex 1 Letter from European Commission on SFTR draft RTS Securities Financing Transactions Letter DOWNLOAD 159.5 KB
Related documents On the European Commission’s proposed amendments to SFTR Letter to VP Dombrovskis on opinion on SFTR
Summary
Translated versions
BoA 2018-01 Decision in an appeal by A v ESMA Board of Appeal, Joint Committee Decision DOWNLOAD 392.62 KB
ESMA71-99-969 Board of Appeal Appointments 2018 Board of Appeal Press Release DOWNLOAD 292.64 KB
ESMA33-128-212 reply form Reply form - Consultation Paper TA Fees Securitisation Repositories Securities Financing Transactions Reference DOWNLOAD 766.76 KB
ESMA33-128-109 reply form Reply form - Consultation Paper Securitisation Repositories Application Securities Financing Transactions Reference DOWNLOAD 767.02 KB
BoA 2017 01 FinancialCraft Analytics Sp. z o.o. vs ESMA BoA Decision Board of Appeal, Credit Rating Agencies Decision DOWNLOAD 693 KB
2016/1409 SFTR Tables Post Trading, Securities Financing Transactions Reference DOWNLOAD 45.84 KB
2016/1411 ESMA consults on future reporting rules for securities financing transactions Post Trading, Press Releases, Securities Financing Transactions Press Release DOWNLOAD 148.11 KB
Related documents Draft RTS and ITS under SFTR and amendments to related EMIR RTS
Summary
Translated versions
2016/1409 Draft RTS and ITS under SFTR and amendments to related EMIR RTS Post Trading, Securities Financing Transactions Consultation Paper DOWNLOAD 5.63 MB
2016/989 Speech ISLA's 25th Anniversary Conference - Steven Maijoor, 22 June 2016, Vienna Securities Financing Transactions, Speeches Speech DOWNLOAD 242.25 KB
BOA 2016 001 BoA 2016 - 001 (Decision Kluge v EBA) Board of Appeal Decision DOWNLOAD 196.32 KB
BOA/2015/001 Decision of the Board of Appeal of the European Supervisory Authorities given under Article 60 of Regulation (EU) No 1094/2010 and the Board of Appeal’s Rules of Procedure (BOA 2012 002) Joint Committee, Board of Appeal Decision DOWNLOAD 147.78 KB
2014/BOA/05 Decision by the ESA BoA concerning Investor Protection Europe sprl Joint Committee, Board of Appeal Decision DOWNLOAD 229.85 KB