ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

27 documents
Date Sort ascending Reference Title Sections Type Main document Info
ESMA84-2037069784-2116 Consultation Paper on European Green Bond Regulation Investor protection, Supervisory convergence, Sustainable finance Consultation Paper DOWNLOAD 912.31 KB
Related documents Consultation on European Green Bond Regulation - Reply form
Summary
Translated versions
ESMA42-111-7381 Peer review on supervision of CSDs providing cross–border services or participating in interoperable links Supervisory convergence Final Report DOWNLOAD 762.77 KB
ESMA74-362-1853 Final report Draft Guidelines On periodic information to be submitted to ESMA by Trade Repositories Market data, Supervisory convergence, Trade Repositories Final Report DOWNLOAD 221.11 KB
ESMA74-362-837 CP on DRSP fees Post Trading, Supervisory convergence, Trading Consultation Paper DOWNLOAD 526.22 KB
ESMA74-362-932 CP on DRSP criteria for derogation Post Trading, Supervisory convergence, Trading Consultation Paper DOWNLOAD 384.54 KB
ESMA70-151-2823 ESMA Report to the European Commission on Central Clearing Obligations for PSA - No 1 Joint Committee, Post Trading, Supervisory convergence Consultation Paper DOWNLOAD 309.21 KB
ESMA70-156-2311 MiFID II Review Report on position limits and position management Trading, Supervisory convergence Final Report DOWNLOAD 591.78 KB
ESMA70-151-2919 Final Report EMIR RTS on Colleges for CCPs CCP, Post Trading, Supervisory convergence Final Report DOWNLOAD 273.08 KB
ESMA74-362-47 CP on the TS on reporting data quality data access and registration of TRs under EMIR REFIT Post Trading, Supervisory convergence, Trade Repositories Consultation Paper DOWNLOAD 2.66 MB
Related documents Response form - CP on the TS on reporting data quality data access and registration of TRs under EMIR REFIT Response form -Table of fields - CP on the TS under EMIR REFIT
Summary
Translated versions
ESMA70-151-2852 Consultation Report PTRR Services - Article 85(3a) of EMIR Post Trading, Supervisory convergence Consultation Paper DOWNLOAD 537.27 KB
ESMA42-111-4916 STOR Peer Review Report Market Abuse, Supervisory convergence Final Report DOWNLOAD 1.17 MB
ESMA42-111-4479 Peer review on the Guidelines on ETFs and other UCITS issues Supervisory convergence Final Report DOWNLOAD 1.11 MB
ESMA42-111-4285 Peer review on certain aspects of the compliance function under Mi-FID I Investor protection, Supervisory convergence Final Report DOWNLOAD 1.25 MB
2016/1055 Peer Review Report on Prospectus Approval Process Prospectus, Supervisory convergence Final Report DOWNLOAD 1.23 MB
2016/585 Suitability Peer Review - Annex Investor protection, Supervisory convergence Final Report DOWNLOAD 987.81 KB
2016/584 Suitability Peer Review - Final Report Investor protection, Supervisory convergence Final Report DOWNLOAD 459.35 KB
2015/1905 MAD Supervisory Practices peer review follow-up Market Abuse, Supervisory convergence Final Report DOWNLOAD 239.64 KB
2015/592 Automated Trading Guidelines - ESMA peer review among National Competent Authorities Supervisory convergence Final Report DOWNLOAD 930.33 KB
2015/494 Best Execution under MiFID Investor protection, Supervisory convergence Final Report DOWNLOAD 761.62 KB
Related documents MiFID practices for firms selling complex products Structured Retail Products - Good practices for product governance arrangements
Summary
Translated versions
2014/1485 MiFID – Conduct of Business, fair, clear and not misleading information Supervisory convergence Final Report DOWNLOAD 614.16 KB