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ESMA32-380-267 |
Report on the Implementation of SRD2 provisions on proxy advisors and the investment chain |
Corporate Governance, Prospectus |
Report |
DOWNLOAD 3.06 MB |
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ESMA34-1921782652-1922 |
Report on penalties and measures imposed under the UCITS Directive in 2022 |
Fund Management |
Report |
DOWNLOAD 587.42 KB |
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ESMA34-1985693317-1074 |
Report on penalties and measures imposed under the AIFMD in 2022 |
Fund Management |
Report |
DOWNLOAD 626.73 KB |
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ESMA74-1103241886-880 |
Report on Suspicious Transaction and Order Reports (STORs) |
Market Abuse |
Report |
DOWNLOAD 404.04 KB |
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ESMA42-2004696504-7627 |
Follow-up Report to the peer review on certain aspects of the compliance function under MiFID I |
Supervisory convergence |
Report |
DOWNLOAD 482.4 KB |
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ESMA70-449-748 |
Report on the Call for Evidence on pre-hedging |
Market Abuse, Market Integrity |
Report |
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ESMA74-449133380-425 |
Consultation Paper on the Technical Standards specifying certain requirements of MiCA |
Digital Finance and Innovation |
Consultation Paper |
DOWNLOAD 1.03 MB |
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ESMA35-43-3861 |
Supervisory briefing on understanding the definition of advice under MiFID II |
Investor protection |
Report |
DOWNLOAD 844.02 KB |
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ESMA34-45-1814 |
Report on Marketing requirements and marketing communications under the Regulation on cross-border distribution of funds |
Fund Management |
Report |
DOWNLOAD 1.34 MB |
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ESMA70-156-6509 |
Final Report on Intra-day Volatility Management Mechanism |
Risk monitoring, Trading |
Report |
DOWNLOAD 661 KB |
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JC 2023 35 |
Consultation Paper on content of the policy in relation to the contractual arrangements on the use of ICT services supporting critical or important functions provided by ICT third-party service providers |
Digital Finance and Innovation, Joint Committee |
Consultation Paper |
DOWNLOAD 568.18 KB |
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JC 2023 36 |
Consultation Paper on draft ITS to establish the templates composing the register of information in relation to all contractual arrangements on the use of ICT services provided by ICT third-party service providers |
Digital Finance and Innovation, Joint Committee |
Consultation Paper |
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JC 2023 34 |
Consultation Paper on draft RTS on the criteria for the classification of ICT related incidents, materiality thresholds for major incidents and significant cyber threats |
Digital Finance and Innovation, Joint Committee |
Consultation Paper |
DOWNLOAD 830.61 KB |
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JC 2023 39 |
Consultation Paper on draft RTS on ICT risk management tools, methods, processes and policies |
Digital Finance and Innovation, Joint Committee |
Consultation Paper |
DOWNLOAD 1.03 MB |
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ESMA35-43-3599 |
Call for evidence on MiFID II suitability and sustainability |
Investor protection |
Consultation Paper |
DOWNLOAD 476.48 KB |
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ESMA42-111-7570 |
Follow-up Peer Review on Guidelines on ETFs and other UCITS issues |
Supervisory convergence |
Report |
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ESMA30-1668416927-2498 |
Progress Report on Greenwashing |
Sustainable finance |
Report |
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JC SC DOR-23-54 |
Joint European Supervisory Authority Discussion paper on DORA |
Digital Finance and Innovation, Joint Committee |
Consultation Paper |
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JC 2023 16 |
Consultation Paper on draft implementing technical standards amending Implementing Regulation (EU) 2016/1800 on the allocation of credit assessments of ECAIs to an objective scale of credit quality steps for Solvency II |
Joint Committee |
Consultation Paper |
DOWNLOAD 709.29 KB |
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JC 2023 15 |
Consultation Paper on draft implementing technical standards amending the mapping of ECAIs’ credit assessments |
Joint Committee |
Consultation Paper |
DOWNLOAD 597.06 KB |
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