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ESMA42-112-389 |
List of extra-judicial mechanisms for consumers complaints (Art. 75 MiFID II) |
Investor protection |
Reference |
DOWNLOAD 265.62 KB |
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ESMA35-43-3109 |
ESMA Opinion on the product intervention measure relating to futures with additional payment obligations proposed by the Bundesanstalt für Finanzdienstleistungsaufsicht (BaFin) |
Investor protection |
Opinion |
DOWNLOAD 205.48 KB |
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ESMA22-106-4247 |
SMSG advice in respect of the ESMA Consultation Paper on the Review of the Guidelines on MiFID II product governance requirements |
Investor protection, Securities and Markets Stakeholder Group, Supervisory convergence |
SMSG Advice |
DOWNLOAD 232.86 KB |
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ESMA24-436-1150 |
Annex to the Opening Statement - 2022 ECON Annual Hearing, 24 October 2022 |
Board of Supervisors, CCP, About ESMA, Digital Finance and Innovation, Investor protection, Speeches, Supervisory convergence, Sustainable finance |
Reference |
DOWNLOAD 701.79 KB |
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ESMA24-436-1425 |
Verena Ross Opening Statement - 2022 ECON Annual Hearing, 24 October 2022 |
Board of Supervisors, CCP, About ESMA, Digital Finance and Innovation, Investor protection, Speeches, Supervisory convergence, Sustainable finance |
Statement |
DOWNLOAD 619.63 KB |
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ESMA71-319-231 |
Natasha Cazenave speech at AFME Conference: ESMA’s New Strategic Orientation, 13 October 2022 |
Digital Finance and Innovation, Investor protection, Speeches, Supervisory convergence, Sustainable finance |
Speech |
DOWNLOAD 148.72 KB |
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ESMA35-43-2517 |
Compliance table on Guidelines on certain aspects of the MiFID II compliance function (ESMA35-36-1952) |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 149.47 KB |
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ESMA35-43-3328 |
Public statement on the impact of inflation in the context of investment services to retail clients |
Investor protection |
Statement |
DOWNLOAD 132.05 KB |
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ESMA35-43-3172 |
Final report - Guidelines on certain aspects of the MiFID II suitability requirements |
Investor protection |
Final Report |
DOWNLOAD 612.85 KB |
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CPD22 |
Joint ESAs Consumer Protection Day - Programme |
Joint Committee, Investor protection |
Reference |
DOWNLOAD 234.44 KB |
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ESMA35-36-2621 |
Final report EBA-ESMA on SREP guidelines under IFD |
Investor protection |
Final Report |
DOWNLOAD 1.43 MB |
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ESMA50-164-2193 |
TRV Article_Key Retail Risk Indicators for the EU single market |
Investor protection, Risk monitoring |
Reference |
DOWNLOAD 428.33 KB |
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ESMA35-43-3020 |
Joint compliance table on ESMA and EBA guidelines on the assessment of the suitability of members of the management body and key function holders |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 320.25 KB |
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ESMA35-43-3301 |
Report on Sanctions and measures imposed under MiFID II in 2021 |
Investor protection |
Report |
DOWNLOAD 900.31 KB |
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ESMA35-43-3114 |
CP on Review of the Guidelines on MiFID II product governance requirements |
Investor protection |
Consultation Paper |
DOWNLOAD 718.74 KB |
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ESMA35-43-3137 |
ESMA presents the results of the 2021 Common Supervisory Action (CSA) on MiFID II product governance requirements |
Investor protection, Supervisory convergence |
Statement |
DOWNLOAD 119.34 KB |
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ESMA35-43-3088 |
Review of the MiFID II framework on best execution reports by investment firms |
Investor protection |
Final Report |
DOWNLOAD 282.7 KB |
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ESMA35-42-1445 |
Technical Advice on the possibility to extend the transitional period under the crowdfunding regulation |
Investor protection |
Final Report |
DOWNLOAD 235.72 KB |
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ESMA22-106-4032 |
SMSG advice to the ESMA Consultation Paper on Guidelines on certain aspects of the MiFID II suitability requirements |
Investor protection, Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 274.55 KB |
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ESMA70-449-501 |
Opinion ITS insider lists |
Market Integrity, Investor protection, Trading, Trading |
Opinion |
DOWNLOAD 1.76 MB |
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