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The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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174 documents
Date Reference Title Sections Type Main document Info
ESMA35-335435667-5924 Public Statement on AI and investment services Digital Finance and Innovation, Investor protection, MiFID - Secondary Markets Statement DOWNLOAD 206.21 KB
Market makers - XLS Market makers and authorised primary dealers who are using the exemption under the SSR - XLS Short Selling Reference DOWNLOAD 40.72 KB
Market makers - pdf Market makers and authorised primary dealers who are using the exemption under the SSR - PDF Short Selling Reference DOWNLOAD 453.92 KB
Net short thresholds Net short position notification thresholds for sovereign issuers Short Selling Reference DOWNLOAD 27.35 KB
ESMA12-437499640-2360 Study on data formats and transmission protocols MiFID - Secondary Markets, Trading Report DOWNLOAD 1.76 MB
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This document has been prepared for the European Securities and Markets Authority (ESMA) by Accenture NV/SA. It reflects the views only of its authors, and the European Securities and Markets Authority is not liable for any consequence stemming from the reuse of this publication.
Translated versions
ESMA12-766636679-105 Response to European Commission's targeted consultation on OTC derivatives identifier for public transparency purposes MiFID - Secondary Markets Reference DOWNLOAD 428.14 KB
ESMA50-524821-3002 Working Paper on Market impacts of the 2020 short selling bans Risk monitoring, Short Selling Report DOWNLOAD 742.21 KB
ESMA65-8-5240 FIRDS Transparency Download Instructions MiFID - Secondary Markets, Trading Reference DOWNLOAD 1.25 MB
ESMA80 -187-881 BMR Brexit Statement updated Benchmarks, Brexit Statement DOWNLOAD 103.87 KB
ESMA50-164-770 Links to national websites where net short positions in shares are disclosed Short Selling Reference DOWNLOAD 123.78 KB
ESMA71-99-2062 ESMA publishes its assessment of the Brexit relocation processes Brexit, Supervisory convergence Press Release DOWNLOAD 96.02 KB
ESMA42-111-7468 Peer review into the NCAs’ handling of relocation to the EU in the context of the UK’s withdrawal from the EU Brexit, Supervisory convergence Report DOWNLOAD 1.03 MB
ESMA50-164-772 Links to the national websites explaining the procedures for notifications of net short positions Short Selling Reference DOWNLOAD 200.78 KB
SSR sanctions Administrative measures and sanctions applicable in Member States to infringements of the Short Selling Regulation (SSR) Short Selling Reference DOWNLOAD 372.65 KB
ESMA70-448-10 Final Report - Short Selling Regulation Review Short Selling Final Report DOWNLOAD 749.55 KB
ESMA91-398-4843 ESMA Public Statement UK CCPs March 2022 Brexit, CCP, Post Trading Statement DOWNLOAD 108.48 KB
ESMA90-1-163 Multilateral Memorandum of Understanding on Cooperation for Information Sharing Regarding Participants in a Clearing or Settlement System Brexit, International cooperation Reference DOWNLOAD 630.61 KB
ESMA70-447-1885 Statement on new NSP notification threshold Market Integrity, Short Selling Statement DOWNLOAD 90.32 KB
ESMA22-106-3734 SMSG advice to ESMA on its Consultation Paper on the review of certain aspects of the Short Selling Regulation Securities and Markets Stakeholder Group, Short Selling SMSG Advice DOWNLOAD 167.66 KB
ESMA24-436-15 Annex to the Opening Statement ECON Hearing 14 October 2021 Board of Supervisors, Brexit, CCP, About ESMA, Credit Rating Agencies, Digital Finance and Innovation, Joint Committee, Speeches, Supervisory convergence, Sustainable finance Speech DOWNLOAD 415.73 KB