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ESMA35-335435667-5931 |
Final Report on the 2023 Common Supervisory Action and Mystery Shopping Exercise on marketing |
Investor protection |
Report |
DOWNLOAD 998.39 KB |
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ESMA50-524821-3157 |
TRV Article - Social media sentiment: Influence on EU equity prices |
Investor protection, Risk monitoring |
Report |
DOWNLOAD 486.29 KB |
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ESMA70-449-748 |
Report on the Call for Evidence on pre-hedging |
Market Abuse, Market Integrity |
Report |
DOWNLOAD 385.4 KB |
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ESMA35-43-3861 |
Supervisory briefing on understanding the definition of advice under MiFID II |
Investor protection |
Report |
DOWNLOAD 844.02 KB |
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ESMA35-42-1428 |
Supervisory Briefing on Copy Trading |
Investor protection |
Report |
DOWNLOAD 400.37 KB |
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JC 2022 81 |
Joint Thematic Report on national financial education initiatives on digitalization |
Joint Committee, Investor protection |
Report |
DOWNLOAD 364.38 KB |
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ESMA35-36-2780 |
Supervisory briefing - Supervision of cross-border activities of investment firms |
Investor protection |
Report |
DOWNLOAD 233.78 KB |
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ESMA35-43-3301 |
Report on Sanctions and measures imposed under MiFID II in 2021 |
Investor protection |
Report |
DOWNLOAD 900.31 KB |
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ESMA70-156-4859 |
Report on the application of accepted market practices_2021 |
Market Integrity |
Report |
DOWNLOAD 1.63 MB |
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ESMA35-43-2751 |
Sanctions and measures imposed under MiFID II in 2020 |
Investor protection |
Report |
DOWNLOAD 383.39 KB |
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ESMA35-43-2507 |
Report to the EU institutions Article 52 MiFIR |
Investor protection |
Report |
DOWNLOAD 354.1 KB |
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ESMA35-43-2427 |
Sanctions and measures imposed under MiFID II in 2019 |
Investor protection |
Report |
DOWNLOAD 563.38 KB |
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ESMA 50-165-1098 |
ESMA annual statistical report on performance and costs of retail investment products in the EU - 2020 |
Fund Management, Digital Finance and Innovation, Investor protection |
Report |
DOWNLOAD 4.08 MB |
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ESMA70-156-1823 |
ESMA 2019 report on the application of AMPs |
Market Abuse, Market Integrity |
Report |
DOWNLOAD 1.4 MB |
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ESMA35-36-1711 |
Report on sanctions and measures imposed under MiFID II in 2018 |
Investor protection |
Report |
DOWNLOAD 296.09 KB |
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ESMA70-154-1193 |
Preliminary findings on multiple withholding tax reclaim schemes |
Market Integrity |
Report |
DOWNLOAD 611.48 KB |
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ESMA70-145-1184 |
Report Application Accepted Market Practices |
Market Abuse, Market Integrity |
Report |
DOWNLOAD 1.68 MB |
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ESMA42-111-4653 |
Follow-up Report to the Peer Review on MiFID Suitability Requirements |
Investor protection |
Report |
DOWNLOAD 435.05 KB |
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ESMA50-162-215 |
Product Intervention Analysis CFDs |
Investor protection, Risk monitoring |
Report |
DOWNLOAD 1.26 MB |
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ESMA50-162-214 |
Product Intervention Analysis Binary Options |
Investor protection, Risk monitoring |
Report |
DOWNLOAD 776.15 KB |
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