ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

159 documents
Date Sort ascending Reference Title Sections Type Main document Info
2015/SMSG/017 PART I SMSG Contribution to the Green Paper on CMU - PART I Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 274.66 KB
2015/SMSG/016 SMSG Advice on cross-selling Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 92.49 KB
2015/SMSG/011 SMSG Advice – The Use of Credit Ratings by Financial Intermediaries Article 5(a) of the CRA Regulation Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 219.99 KB
2015/SMSG/005 SMSG advice paper on PRIIPS Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 362.86 KB
2015/227 Final Report - ESMA’s technical advice to the European Commission on the delegated acts of the Regulations on European Social Entrepreneurship Funds and European Venture Capital Funds Fund Management Technical Advice DOWNLOAD 609.09 KB
2015/224 ESMA’s technical advice on possible delegated acts concerning the Market Abuse Regulation Market Abuse Technical Advice DOWNLOAD 1021.03 KB
2015/SMSG/003 SMSG Response to ESMA’s Consultation Paper on Draft Regulatory Technical Standards on prospectus related issues under the Omnibus II Directive Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 286.08 KB
2014/1569 Technical Advice to the Commission on MiFID II and MiFIR Investor protection, Trading Technical Advice DOWNLOAD 2.8 MB
2014/SMSG/51 SMSG advice - EuSEF/EuVECA Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 112.66 KB
2014/1417 ESMA's technical advice to the European Commission on delegated acts required by the UCITS V Directive Fund Management Technical Advice DOWNLOAD 469.49 KB
2014/SMSG/42 SMSG advice - Data publication Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 633.88 KB
2014/SMSG/47 SMSG advice - Response to ESMA’s Consultation Paper on concerning the Market Abuse Regulation Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 225.37 KB
2014/850rev Technical Advice in accordance with Article 39(b) 2 of the CRA Regulation Credit Rating Agencies Technical Advice DOWNLOAD 370.42 KB
2014/SMSG/35 SMSG advice - Investor Protection Aspects of the Consultation Paper on MiFID II and MiFIR Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 442.89 KB
2014/SMSG/36 SMSG advice - Trading Venues Aspects of the Consultation Paper on MiFID II and MiFIR Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 193.74 KB
2014/SMSG/37 SMSG advice - Transparency and trading obligations (equities) aspects of the Consultation Paper and Discussion Paper on MiFID II/MiFIR Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 197.86 KB
2014/SMSG/38 SMSG advice - Transparency for the trading of non-equity instruments Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 112.76 KB
2014/SMSG/15 SMSG position paper on Alternative Performance Measures Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 145.69 KB
2014/SMSG/11 SMSG reply to ESMA DP on Market Abuse Regulation Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 209.54 KB
2014/SMSG/30 SMSG reply to ESMA consultation on draft RTS for the transparency directive Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 160.14 KB