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Market makers - XLS |
Market makers and authorised primary dealers who are using the exemption under the SSR - XLS |
Short Selling |
Reference |
DOWNLOAD 40.72 KB |
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Market makers - pdf |
Market makers and authorised primary dealers who are using the exemption under the SSR - PDF |
Short Selling |
Reference |
DOWNLOAD 453.92 KB |
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Net short thresholds |
Net short position notification thresholds for sovereign issuers |
Short Selling |
Reference |
DOWNLOAD 27.35 KB |
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ESMA50-164-770 |
Links to national websites where net short positions in shares are disclosed |
Short Selling |
Reference |
DOWNLOAD 123.78 KB |
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ESMA50-164-772 |
Links to the national websites explaining the procedures for notifications of net short positions |
Short Selling |
Reference |
DOWNLOAD 200.78 KB |
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SSR sanctions |
Administrative measures and sanctions applicable in Member States to infringements of the Short Selling Regulation (SSR) |
Short Selling |
Reference |
DOWNLOAD 372.65 KB |
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ESMA90-1-163 |
Multilateral Memorandum of Understanding on Cooperation for Information Sharing Regarding Participants in a Clearing or Settlement System |
Brexit, International cooperation |
Reference |
DOWNLOAD 630.61 KB |
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ESMA70-156-3914 |
Response form - Consultation Paper on the review of certain aspects of the SSR |
Short Selling |
Reference |
DOWNLOAD 751.38 KB |
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EU-UKFCA MoU |
EU-UK FCA MoU on consultation, cooperation and exchange of information |
Brexit, International cooperation |
Reference |
DOWNLOAD 219.12 KB |
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ESMA-UKFCA MoU |
ESMA-UK FCA MoU on consultation, cooperation and exchange of information |
Brexit, International cooperation |
Reference |
DOWNLOAD 398.41 KB |
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ESMA22-105-1230 |
Annex to Opening Statement for ECON Hearing 12 October 2020 |
Board of Supervisors, Brexit, About ESMA, COVID-19, Speeches |
Reference |
DOWNLOAD 350.51 KB |
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ESMA35-43-1493 |
MiFID II supervisory briefing on the use of third-country branches by EU firms |
Brexit, Investor protection, Supervisory convergence |
Reference |
DOWNLOAD 469.29 KB |
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2016/200 |
MiFID registers - information about web service |
Short Selling, Trading |
Reference |
DOWNLOAD 311.04 KB |
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ESMA SSR Review mandate |
Formal request to ESMA for technical advice on the evalutation of the short selling regulation |
Short Selling |
Reference |
DOWNLOAD 34.44 KB |
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2012/680 |
Links to national websites for the purpose of the notification of net short positions |
Short Selling |
Reference |
DOWNLOAD 84.12 KB |
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