ESMA Library
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
29 documents
| Date Sort ascending | Reference | Title | Sections | Type | Main document | Info |
|---|---|---|---|---|---|---|
| ESMA35-43-349 | Q&As on MiFID II and MiFIR investor protection topics | Investor protection, Supervisory convergence | Q&A | DOWNLOAD 1.18 MB | ||
| ESMA70-145-114 | Q&A on the Benchmarks Regulation (BMR) | Benchmarks, Supervisory convergence | Q&A | DOWNLOAD 730.96 KB | ||
| ESMA34-32-352 | Q&A on the Application of the AIFMD | Fund Management, Supervisory convergence | Q&A | DOWNLOAD 805.75 KB | ||
| ESMA70-1861941480-56 | Q&A on MiFIR data reporting | Supervisory convergence, Trading | Q&A | DOWNLOAD 1.26 MB | ||
| ESMA70-156-4448 | Q&As - Central Securities Depositories Regulation | Post Trading, Supervisory convergence | Q&A | DOWNLOAD 608.2 KB | ||
| ESMA42-111-7381 | Peer review on supervision of CSDs providing cross–border services or participating in interoperable links | Supervisory convergence | Final Report | DOWNLOAD 762.77 KB | ||
| ESMA74-362-1853 | Final report Draft Guidelines On periodic information to be submitted to ESMA by Trade Repositories | Market data, Supervisory convergence, Trade Repositories | Final Report | DOWNLOAD 221.11 KB | ||
| ESMA31-67-127 | Question and answers on Transparency Directive (TD) | Brexit, Issuer disclosure, Prospectus, Supervisory convergence, Transparency | Q&A | DOWNLOAD 352.79 KB | ||
| ESMA71-99-1423 | QA Fast Track Peer Review - Wirecard | Issuer disclosure, Guidelines and Technical standards, Supervisory convergence | Q&A | DOWNLOAD 248.14 KB | ||
| ESMA70-156-2311 | MiFID II Review Report on position limits and position management | Trading, Supervisory convergence | Final Report | DOWNLOAD 591.78 KB | ||
| ESMA70-151-2919 | Final Report EMIR RTS on Colleges for CCPs | CCP, Post Trading, Supervisory convergence | Final Report | DOWNLOAD 273.08 KB | ||
| ESMA42-111-4916 | STOR Peer Review Report | Market Abuse, Supervisory convergence | Final Report | DOWNLOAD 1.17 MB | ||
| ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Issuer disclosure, Prospectus, Corporate Governance, About ESMA, Prospectus, Supervisory convergence | Q&A | DOWNLOAD 957.9 KB | ||
| ESMA42-111-4479 | Peer review on the Guidelines on ETFs and other UCITS issues | Supervisory convergence | Final Report | DOWNLOAD 1.11 MB | ||
| ESMA42-111-4285 | Peer review on certain aspects of the compliance function under Mi-FID I | Investor protection, Supervisory convergence | Final Report | DOWNLOAD 1.25 MB | ||
| 2016/1055 | Peer Review Report on Prospectus Approval Process | Prospectus, Supervisory convergence | Final Report | DOWNLOAD 1.23 MB | ||
| 2016/585 | Suitability Peer Review - Annex | Investor protection, Supervisory convergence | Final Report | DOWNLOAD 987.81 KB | ||
| 2016/584 | Suitability Peer Review - Final Report | Investor protection, Supervisory convergence | Final Report | DOWNLOAD 459.35 KB | ||
| 2015/1905 | MAD Supervisory Practices peer review follow-up | Market Abuse, Supervisory convergence | Final Report | DOWNLOAD 239.64 KB | ||
| 2015/592 | Automated Trading Guidelines - ESMA peer review among National Competent Authorities | Supervisory convergence | Final Report | DOWNLOAD 930.33 KB |