ESMA Library
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
4 documents
Date Sort ascending | Reference | Title | Sections | Type | Main document | Info |
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ESMA35-43-1215 | Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body | Guidelines and Technical standards, Joint Committee, Investor protection | Compliance table | DOWNLOAD 302.18 KB | ||
JC/2015/087 | Compliance Table GL financial conglomerates | Guidelines and Technical standards, Joint Committee | Compliance table | DOWNLOAD 300.38 KB | ||
ESMA70-21038340-46 | Compliance table for the Guidelines on market making activities under the Short Selling Regulation | Guidelines and Technical standards, Market Integrity, Short Selling | Compliance table | DOWNLOAD 267.48 KB | ||
JC/GL/2014/43 Appendix 1 | Compliance table for JC guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors | Guidelines and Technical standards, Joint Committee | Compliance table | DOWNLOAD 187.15 KB |