|
ESMA70-156-4966 |
Final Report on MAR GLs on delayed disclosure and interactions with prudential supervision |
Market Abuse |
Final Report |
DOWNLOAD 369.64 KB |
|
|
ESMA35-43-2938 |
Final report - Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements |
Guidelines and Technical standards, Investor protection |
Final Report |
DOWNLOAD 537.74 KB |
|
|
ESMA35-43-1215 |
Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body |
Guidelines and Technical standards, Joint Committee, Investor protection |
Compliance table |
DOWNLOAD 302.18 KB |
|
|
JC/2015/087 |
Compliance Table GL financial conglomerates |
Guidelines and Technical standards, Joint Committee |
Compliance table |
DOWNLOAD 300.38 KB |
|
|
ESMA34-32-458 |
Compliance table - Guidelines on reporting obligations under Articles 3(3)(d) and 24(1),(2) and (4) of the AIFMD |
Fund Management, Guidelines and Technical standards |
Compliance table |
DOWNLOAD 111.92 KB |
|
|
2016/572 |
Compliance table - Guidelines on key concepts of the AIFMD |
Fund Management, Guidelines and Technical standards |
Compliance table |
DOWNLOAD 153.05 KB |
|
|
ESMA70-156-4710 |
Final Report Technical standards for commodity derivatives |
COVID-19, Trading |
Final Report |
DOWNLOAD 954.15 KB |
|
|
ESMA50-164-4045 |
Guidelines on the reporting to Competent Authorities under Article 37 of the MMF Regulation |
Fund Management |
Compliance table |
DOWNLOAD 145.22 KB |
|
|
ESMA70-156-4953 |
Final Report on draft RTS on the clearing and derivative trading obligations in view of the benchmark transition to risk free rates |
Benchmarks, Post Trading |
Final Report |
DOWNLOAD 948.59 KB |
|
|
ESMA35-42-1183 |
Draft technical standards under the European crowdfunding service providers for business Regulation |
Investor protection |
Final Report |
DOWNLOAD 1.43 MB |
|
|
ESMA35-43-1430 |
Compliance table on Guidelines on MiFID II suitability requirements |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 145.3 KB |
|
|
ESMA34-49-373 |
Compliance table on Revised Guidelines on stress tests scenarios under Article 28 of the MMF Regulation ESMA 34-49-291 |
Fund Management, Guidelines and Technical standards |
Compliance table |
DOWNLOAD 220.66 KB |
|
|
JC 2021 50 |
Final report on taxonomy-related product disclosure RTS |
Joint Committee, Sustainable finance |
Final Report |
DOWNLOAD 1.62 MB |
|
|
ESMA82-402-683 |
Final Report on STS notification for synthetic securitisations |
Securitisation |
Final Report |
DOWNLOAD 795.09 KB |
|
|
ESMA35-43-1957 |
Compliance table - Guidelines on complex debt instruments and structured deposits (ESMA/2015/1787) |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 163.99 KB |
|
|
ESMA70-156-4572 |
MiFID II Final Report on Algorithmic Trading |
Trading, Trading |
Final Report |
DOWNLOAD 1.94 MB |
|
|
ESMA70-156-4717 |
Final Report on Guidelines on Settlement Fails Reporting under Article 7 of CSDR |
Post Trading |
Final Report |
DOWNLOAD 691.71 KB |
|
|
ESMA81-393-239 |
Final Report on Guidelines on methodology, oversight function and record keeping under the Benchmarks Regulation |
Benchmarks |
Final Report |
DOWNLOAD 315.98 KB |
|
|
Joint Committee |
ESAs 2020 Final Report on EMIR RTS on various amendments to the bilateral margin requirements in view of the international framework |
Joint Committee |
Final Report |
DOWNLOAD 338.72 KB |
|
|
Joint Committee |
JC 2018 Final Report on Big Data |
Joint Committee |
Final Report |
DOWNLOAD 520.31 KB |
|