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ESMA81-393-98 |
Supervisory Briefing on Benchmark administrators’ presence in their Member States of location and outsourcing |
Benchmarks, Supervisory convergence |
Report |
DOWNLOAD 200.21 KB |
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2011/194 |
Report - Mapping of the Transparency Directive |
Supervisory convergence |
Final Report |
DOWNLOAD 1.15 MB |
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2011/195 |
Press release - ESMA investigates how Member States have implemented the Transparency Directive |
Press Releases, Supervisory convergence |
Press Release |
DOWNLOAD 61.34 KB |
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2011/26 |
Summary Report on the mapping of contingency measures |
Supervisory convergence |
Final Report |
DOWNLOAD 93.63 KB |
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2011/27 |
Press release - ESMA finds diversity across Europe in regulators’ contingency measures for financial crisis situations |
Press Releases, Supervisory convergence |
Press Release |
DOWNLOAD 31.5 KB |
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2011/BS/229 |
Decision of the European Securities and Markets Authority establishing its Review Panel |
Board of Supervisors, About ESMA, Supervisory convergence |
Decision |
DOWNLOAD 35.86 KB |
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2012/270 |
Actual use of sanctioning powers under MAD |
Supervisory convergence |
Final Report |
DOWNLOAD 1.55 MB |
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2012/272 |
ESMA identifies divergence in Member States’ use of sanctions under the Market Abuse Directive |
Press Releases, Supervisory convergence |
Press Release |
DOWNLOAD 199.56 KB |
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2012/300 |
Prospectus Directive – Good Practices in the approval process |
Supervisory convergence |
Final Report |
DOWNLOAD 467.38 KB |
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2012/330 |
ESMA finds high level of consistency in EU national regulators’ practices for the approval of investment prospectuses |
Press Releases, Supervisory convergence |
Press Release |
DOWNLOAD 177.71 KB |
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2013/1709 |
Review Panel Methodology |
Supervisory convergence |
Reference |
DOWNLOAD 98.29 KB |
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2013/805 |
Supervisory Practices under MAD - Peer review report and Good Practices |
Market Abuse, Supervisory convergence |
Final Report |
DOWNLOAD 1.17 MB |
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2013/806 |
Supervisory Practices under MAD - Mapping Report |
Market Abuse, Supervisory convergence |
Final Report |
DOWNLOAD 315.44 KB |
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2013/852 |
ESMA review finds good compliance with EU market abuse rules |
Market Abuse, Press Releases, Supervisory convergence |
Press Release |
DOWNLOAD 132.09 KB |
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2014/1478 |
ESMA reviews supervisory practices on MiFID investor information |
Press Releases, Supervisory convergence |
Press Release |
DOWNLOAD 136.83 KB |
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2014/1485 |
MiFID – Conduct of Business, fair, clear and not misleading information |
Supervisory convergence |
Final Report |
DOWNLOAD 614.16 KB |
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2015/1791 |
Peer Review Report Compliance with SSR as regards Market Making activities |
Supervisory convergence |
Report |
DOWNLOAD 615.09 KB |
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2015/1905 |
MAD Supervisory Practices peer review follow-up |
Market Abuse, Supervisory convergence |
Final Report |
DOWNLOAD 239.64 KB |
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2015/494 |
Best Execution under MiFID |
Investor protection, Supervisory convergence |
Final Report |
DOWNLOAD 761.62 KB |
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2015/495 |
ESMA publishes review on best execution supervisory practices under MiFID |
Investor protection, Press Releases, Supervisory convergence |
Press Release |
DOWNLOAD 112.68 KB |
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