Search filters
Section
Type
Reset filters

ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

Clear Filters
382 documents
Date Reference Title Sections Type Main document Info
ESMA71-99-953 Press release: ESMA publishes double volume cap data Trading, Press Releases Press Release DOWNLOAD 137.68 KB
ESMA71-99-944 ESMA publishes 2018 Supervisory Convergence Work Programme Press Releases, Supervisory convergence Press Release DOWNLOAD 243.98 KB
ESMA71-99-930 Product Intervention Call for Evidence PR Investor protection, Press Releases Press Release DOWNLOAD 138.63 KB
Related documents Call for Evidence – Potential product intervention measures on contracts for differences and binary options to retail clients
Summary
Translated versions
ESMA71-99-925 ESMA Double Volume Cap delay Trading, Press Releases Press Release DOWNLOAD 216.16 KB
ESMA71-99-916 ESMA consults on securitisation requirements Press Releases, Securitisation Press Release DOWNLOAD 150.34 KB
ESMA50-164-1173 Press Release MiFID/MAR Transitional Transparency Calculations Market Abuse, Market Integrity, Trading, Market data, Press Releases Press Release DOWNLOAD 225.44 KB
ESMA71-99-661 Peer Review on MiFID Compliance Function Press Release Investor protection, Press Releases, Supervisory convergence Press Release DOWNLOAD 149.89 KB
Related documents Peer review on certain aspects of the compliance function under Mi-FID I
Summary
Translated versions
ESMA71-99-650 Kroll Bond Rating Agency Europe Limited Registration Credit Rating Agencies, Press Releases Statement DOWNLOAD 164.33 KB
ESMA71-99-649 Press Release ICO Statements Digital Finance and Innovation, Press Releases, Warnings and publications for investors Press Release DOWNLOAD 169.52 KB
Related documents ESMA alerts firms involved in Initial Coin Offerings (ICOs) to the need to meet relevant regulatory requirements ESMA alerts investors to the high risks of Initial Coin Offerings (ICOs)
Summary
Translated versions
ESMA71-99-623 Press Release on 2017 Enforcement Priorities Audit, Issuer disclosure, Financial reporting, Press Releases Press Release DOWNLOAD 172.2 KB
ESMA71-99-613 ESMA highlights importance of LEI for MiFIDII/MiFIR compliance Trading, Press Releases Press Release DOWNLOAD 145.53 KB
Related documents Legal Entity Identifier - Briefing Note
Summary
Translated versions
ESMA71-99-599 EBA and ESMA provide guidance to assess the suitability of management body members and key function holders Guidelines and Technical standards, Joint Committee, Investor protection, Press Releases Press Release DOWNLOAD 243.97 KB
Related documents Final Report on Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders
Summary
Translated versions
ESMA71-99-577 ESMA sees valuation risk at highest levels due to financial weakness and geopolitical uncertainty Press Releases, Risk monitoring Press Release DOWNLOAD 131.39 KB
ESMA71-99-521 ESMA recommends improvements in financial information enforcement Financial reporting, Press Releases, Supervisory convergence Press Release DOWNLOAD 148.06 KB
Related documents Peer Review on Guidelines on Enforcement of Financial Information
Summary
Translated versions
ESMA71-99-526 ESMA issues sector-specific principles on relocations from the UK to the EU27 Brexit, Press Releases, Supervisory convergence Press Release DOWNLOAD 157.73 KB
ESMA71-99-514 Press release - ESMA proposes simplifications for prospectuses Press Releases, Prospectus Press Release DOWNLOAD 191.96 KB
Related documents Draft technical advice on format and content of the prospectus Draft technical advice on content and format of the EU Growth prospectus Draft technical advice on scrutiny and approval of the prospectus
Summary
Translated versions
ESMA71-99-466 ESMA fines Moody’s €1.24 million for credit ratings breaches Board of Supervisors, Credit Rating Agencies, Press Releases Press Release DOWNLOAD 238.35 KB
Related documents Public Notice - Moody's Germany and Moody's United Kingdom
Summary
Translated versions
ESMA71-99-470 ESMA registers Bloomberg Trade Repository Limited as a trade repository Press Releases, Trade Repositories Statement DOWNLOAD 141.48 KB
ESMA71-99-469 ESMA issues principles on supervisory approach to relocations from the UK Brexit, Press Releases, Supervisory convergence Press Release DOWNLOAD 143.31 KB
Related documents General Principles to support supervisory convergence in the context of the UK withdrawing from the EU
Summary
Translated versions
ESMA71-99-468 ESMA consults on Money Market Funds rules Fund Management, Press Releases Press Release DOWNLOAD 144.79 KB