30/05/2024
ESMA35-335435667-5924
Public Statement on AI and investment services Digital Finance and Innovation, Investor protection, MiFID - Secondary Markets
Statement
DOWNLOAD 206.21 KB
27/05/2024
ESMA35-335435667-5931
Final Report on the 2023 Common Supervisory Action and Mystery Shopping Exercise on marketing Investor protection
Report
DOWNLOAD 998.39 KB
24/05/2024
JC Q&As register
Register of the joint Q&As Joint Committee
Reference
DOWNLOAD 231.65 KB
23/05/2024
ESMA35-335435667-4520
Compliance table on the Guidelines on MiFID II product governance (2023) Guidelines and Technical standards, Investor protection
Compliance table
DOWNLOAD 173.43 KB
23/05/2024
ESMA35-335435667-4314
Compliance table on the Gudelines on MiFID II remuneration requirements Guidelines and Technical standards, Investor protection
Compliance table
DOWNLOAD 187.67 KB
21/05/2024
ESMA35-1983731921-788
Call for expression of interest: Consultative Working Group for Investor Protection Standing Committee Investor protection
Reference
DOWNLOAD 185.51 KB
21/05/2024
ESMA50-43599798-9644
Verena Ross' speech at the Conference on Macroprudential Policy for Investment Funds, 20 May 2024 Risk monitoring, Speeches
Speech
DOWNLOAD 219.61 KB
17/05/2024
ESMA50-524821-3149
EU Securities Markets 2023 Market data, Risk monitoring
Report
DOWNLOAD 1.25 MB
02/05/2024
ESMA35-43-1410
Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting Investor protection
Reference
DOWNLOAD 456.1 KB
30/04/2024
JC 2024 22
Joint Committee Update on Risks and Vulnerabilities in the EU Financial System – Spring 2024 Joint Committee, Risk monitoring
Report
DOWNLOAD 767.6 KB
18/04/2024
JC 2024 24
Consultation paper on draft regulatory technical standard on the harmonisation of conditions enabling the conduct of the oversight activities under Article 41(1) point (c) of Regulation (EU) 2022/2554 Digital Finance and Innovation, Joint Committee
Consultation Paper
DOWNLOAD 529.11 KB
11/04/2024
DORA dry run exercise factsheet
Factsheet for 2024 DORA dry run exercise Digital Finance and Innovation, Joint Committee
Reference
DOWNLOAD 187.14 KB
10/04/2024
ESMA50-524821-3153
TRV Article - Crypto assets: Market structures and EU relevance Digital Finance and Innovation, Risk monitoring
Report
DOWNLOAD 664.88 KB
09/04/2024
ESMA50-524821-3147
Market Report on EU Securities Financing Transactions markets 2024 Market data, Risk monitoring
Report
DOWNLOAD 1.73 MB
04/04/2024
ESMA50-43599798-9409
2024 Research Conference - Call for papers Risk monitoring
Reference
DOWNLOAD 128.38 KB
Related documents
Summary Environmental risks and ESG investing: securities market impacts Paris, 15 October 2024 (Hybrid event)
The 2024 ESMA Research Conference aims to bring together academics, policymakers and industry professionals to discuss and analyse the impact of environmental risks and ESG transition on EU securities markets. The conference will explore developments and risks in this area, considering both investor protection and financial stability implications. We invite interested authors to submit empirical, theoretical or critical papers that address the themes. Find further details in the document .
Translated versions
03/04/2024
ESMA50-524821-3157
TRV Article - Social media sentiment: Influence on EU equity prices Investor protection, Risk monitoring
Report
DOWNLOAD 486.29 KB
02/04/2024
ESMA50-1605533872-8484
Alternative Investment Funds (AIFs) exposures to commercial real estate - 2022 Fund Management, Risk monitoring
Reference
DOWNLOAD 132.94 KB
27/03/2024
ESMA35-335435667-5923
List of EU Member States using the temporary exemption from the payment for order flow (PFOF) prohibition under the MiFIR review Investor protection
Reference
DOWNLOAD 51.62 KB
26/03/2024
ESMA84-858037815-66
Consultation on European Green Bond Regulation - Reply form Investor protection, Supervisory convergence, Sustainable finance
Reference
DOWNLOAD 732.06 KB
26/03/2024
ESMA84-2037069784-2116
Consultation Paper on European Green Bond Regulation Investor protection, Supervisory convergence, Sustainable finance
Consultation Paper
DOWNLOAD 912.31 KB
