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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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228 documents
Date Reference Title Sections Type Main document Info
ESMA90-1-83 Brexit Update March 2019 Brexit, Credit Rating Agencies, Trading, Market data, Post Trading, Trade Repositories Statement DOWNLOAD 121.13 KB
ESMA71-99-1136 SCSC Chair reappointed Board of Supervisors, Supervisory convergence Statement DOWNLOAD 78.43 KB
ESMA65-8-6254 Public statement on Brexit Data Operational Plan Brexit, Market data Statement DOWNLOAD 147.23 KB
ESMA71-319-91 Brexit – the regulatory challenges Brexit, Fund Management, Trading, Post Trading, Speeches, Supervisory convergence Speech DOWNLOAD 175.3 KB
ESMA35-43-1493 MiFID II supervisory briefing on the use of third-country branches by EU firms Brexit, Investor protection, Supervisory convergence Reference DOWNLOAD 469.29 KB
ESMA42-114-647 ESMA's Supervisory Convergence Work Programme 2019 Board of Supervisors, Supervisory convergence Reference DOWNLOAD 334.85 KB
ESMA 70-155-7026 Use of UK data in ESMA databases in case of a no-deal Brexit Brexit, Trading, Market data Statement DOWNLOAD 281.69 KB
ESMA20-95-1105 2019 Regulatory Work Programme Board of Supervisors, About ESMA, Supervisory convergence Report DOWNLOAD 308.68 KB
ESMA42-111-4479 Peer review on the Guidelines on ETFs and other UCITS issues Supervisory convergence Final Report DOWNLOAD 1.11 MB
ESMA42-110-998 Timely submission of requests for authorisation in the context of the United Kingdom withdrawing from the European Union Brexit, Supervisory convergence Statement DOWNLOAD 128.92 KB
Related documents General Principles to support supervisory convergence in the context of the UK withdrawing from the EU Opinion to support supervisory convergence in the area of secondary markets in the context of the United Kingdom withdrawing from the European Union Opinion to support supervisory convergence in the area of investment management in the context of the United Kingdom withdrawing from the European Union Opinion to support supervisory convergence in the area of investment firms in the context of the United Kingdom withdrawing from the European Union
Summary
Translated versions
ESMA42-113-769 SCSC Terms of Reference Supervisory convergence Reference DOWNLOAD 153.42 KB
ESMA40-133-624 ESMA's response to WP29 Consultation on Guidelines on Derogations International cooperation, Supervisory convergence Letter DOWNLOAD 428.49 KB
ESMA71-99-944 ESMA publishes 2018 Supervisory Convergence Work Programme Press Releases, Supervisory convergence Press Release DOWNLOAD 243.98 KB
ESMA42-114-540 Supervisory Convergence Work Programme 2018 Supervisory convergence Report DOWNLOAD 611.01 KB
ESMA50-164-677 FAQs on MiFID II - Transitional Transparency Calculations Trading, Market data Reference DOWNLOAD 303.58 KB
ESMA50-164-1173 Press Release MiFID/MAR Transitional Transparency Calculations Market Abuse, Market Integrity, Trading, Market data, Press Releases Press Release DOWNLOAD 225.44 KB
ESMA71-99-669 ESMA MIFID and MAR Data Systems Market Abuse, Market Integrity, Trading, Market data Reference DOWNLOAD 208.06 KB
ESMA71-99-661 Peer Review on MiFID Compliance Function Press Release Investor protection, Press Releases, Supervisory convergence Press Release DOWNLOAD 149.89 KB
Related documents Peer review on certain aspects of the compliance function under Mi-FID I
Summary
Translated versions
ESMA42-111-4285 Peer review on certain aspects of the compliance function under Mi-FID I Investor protection, Supervisory convergence Final Report DOWNLOAD 1.25 MB
ESMA43-318-752 Statement to European Parliament Petitions Committee Supervisory convergence Statement DOWNLOAD 359.62 KB