ESMA Library
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
147 documents
Date Sort ascending | Reference | Title | Sections | Type | Main document | Info | ||||||
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ESMA35-335435667-5924 | Public Statement on AI and investment services | Digital Finance and Innovation, Investor protection, MiFID - Secondary Markets | Statement | DOWNLOAD 206.21 KB | ||||||||
Market makers - XLS | Market makers and authorised primary dealers who are using the exemption under the SSR - XLS | Short Selling | Reference | DOWNLOAD 40.72 KB | ||||||||
Market makers - pdf | Market makers and authorised primary dealers who are using the exemption under the SSR - PDF | Short Selling | Reference | DOWNLOAD 453.92 KB | ||||||||
Net short thresholds | Net short position notification thresholds for sovereign issuers | Short Selling | Reference | DOWNLOAD 27.35 KB | ||||||||
ESMA32-67-802 | Compliance table on the Guidelines on the enforcement of financial information | Guidelines and Technical standards, Transparency | Compliance table | DOWNLOAD 192.71 KB | ||||||||
ESMA12-437499640-2360 | Study on data formats and transmission protocols | MiFID - Secondary Markets, Trading | Report | DOWNLOAD 1.76 MB | ||||||||
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ESMA12-766636679-105 | Response to European Commission's targeted consultation on OTC derivatives identifier for public transparency purposes | MiFID - Secondary Markets | Reference | DOWNLOAD 428.14 KB | ||||||||
ESMA50-524821-3002 | Working Paper on Market impacts of the 2020 short selling bans | Risk monitoring, Short Selling | Report | DOWNLOAD 742.21 KB | ||||||||
ESMA65-8-5240 | FIRDS Transparency Download Instructions | MiFID - Secondary Markets, Trading | Reference | DOWNLOAD 1.25 MB | ||||||||
ESMA50-164-770 | Links to national websites where net short positions in shares are disclosed | Short Selling | Reference | DOWNLOAD 123.78 KB | ||||||||
ESMA31-67-535 | Practical Guide on notifications of major holdings under the Transparency Directive | About ESMA, Issuer disclosure, Transparency | Reference | DOWNLOAD 1022.57 KB | ||||||||
ESMA50-164-772 | Links to the national websites explaining the procedures for notifications of net short positions | Short Selling | Reference | DOWNLOAD 200.78 KB | ||||||||
SSR sanctions | Administrative measures and sanctions applicable in Member States to infringements of the Short Selling Regulation (SSR) | Short Selling | Reference | DOWNLOAD 372.65 KB | ||||||||
ESMA70-445-372 | Verena Ross' ISDA keynote speech – ESMA’s priorities for transparency | Speeches, Transparency | Speech | DOWNLOAD 177.57 KB | ||||||||
ESMA80-187-945 | Verena Ross' speech at ECMI/CEPS Webinar, 20 April 2022 | Credit Rating Agencies, Trade Repositories, Transparency | Speech | DOWNLOAD 178.1 KB | ||||||||
ESMA70-448-10 | Final Report - Short Selling Regulation Review | Short Selling | Final Report | DOWNLOAD 749.55 KB | ||||||||
ESMA70-447-1885 | Statement on new NSP notification threshold | Market Integrity, Short Selling | Statement | DOWNLOAD 90.32 KB | ||||||||
ESMA22-106-3734 | SMSG advice to ESMA on its Consultation Paper on the review of certain aspects of the Short Selling Regulation | Securities and Markets Stakeholder Group, Short Selling | SMSG Advice | DOWNLOAD 167.66 KB | ||||||||
ESMA74-362-2159 | ESMA as a data driven regulator and supervisor - AFME 5th Annual European Compliance and Legal Virtual Conference | Market data, Trading, Market data, Post Trading, Risk monitoring, Securitisation, Speeches, Supervisory convergence, Trade Repositories, Transparency | Speech | DOWNLOAD 167.18 KB | ||||||||
ESMA70-156-3914 | Response form - Consultation Paper on the review of certain aspects of the SSR | Short Selling | Reference | DOWNLOAD 751.38 KB |