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ESMA32-193237008-8354 |
Letter to IAASB’s on the International Standard on Auditing 240 (Revised), The Auditor’s Responsibilities Relating to Fraud in an Audit of Financial Statements and Proposed Conforming and Consequential Amendments to Other ISAs |
Financial reporting, Issuer disclosure |
Letter |
DOWNLOAD 397.56 KB |
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JC 2024 16 |
Joint Committee Annual Report 2023 |
Joint Committee |
Annual Report |
DOWNLOAD 207.42 KB |
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MoU ESAs-ENISA |
Memorandum of Understanding on cooperation between the ESA and ENISA |
Digital Finance and Innovation, International cooperation, Joint Committee |
Reference |
DOWNLOAD 308.53 KB |
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EBA/DP/2024/01 |
Discussion Paper on the Call for advice on the investment firms prudential framework |
Investor protection, Joint Committee |
Consultation Paper |
DOWNLOAD 916.01 KB |
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ESMA32-193237008-3394 |
List of decisions published in the Extracts from the EECS’s Database of Enforcement |
Financial reporting |
Reference |
DOWNLOAD 310.34 KB |
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| Related documents |
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| Summary |
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| Translated versions |
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ESMA32-193237008-8267 |
29th Extract from the EECS’s Database of Enforcement |
Financial reporting |
Report |
DOWNLOAD 454.47 KB |
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JC Q&As register |
Register of the joint Q&As |
Joint Committee |
Reference |
DOWNLOAD 231.65 KB |
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ESMA32-992851010-1469 |
Letter to IESBA on the proposed International Ethics Standards for Sustainability Assurance |
Financial reporting, Issuer disclosure, Sustainable finance |
Letter |
DOWNLOAD 88.43 KB |
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Market makers - XLS |
Market makers and authorised primary dealers who are using the exemption under the SSR - XLS |
Short Selling |
Reference |
DOWNLOAD 40.72 KB |
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Market makers - pdf |
Market makers and authorised primary dealers who are using the exemption under the SSR - PDF |
Short Selling |
Reference |
DOWNLOAD 453.92 KB |
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Net short thresholds |
Net short position notification thresholds for sovereign issuers |
Short Selling |
Reference |
DOWNLOAD 27.35 KB |
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JC 2024 22 |
Joint Committee Update on Risks and Vulnerabilities in the EU Financial System – Spring 2024 |
Joint Committee, Risk monitoring |
Report |
DOWNLOAD 767.6 KB |
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JC 2024 24 |
Consultation paper on draft regulatory technical standard on the harmonisation of conditions enabling the conduct of the oversight activities under Article 41(1) point (c) of Regulation (EU) 2022/2554 |
Digital Finance and Innovation, Joint Committee |
Consultation Paper |
DOWNLOAD 529.11 KB |
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DORA dry run exercise factsheet |
Factsheet for 2024 DORA dry run exercise |
Digital Finance and Innovation, Joint Committee |
Reference |
DOWNLOAD 187.14 KB |
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ESMA32-1188985980-348 |
Letter on IASB’s Exposure Draft Financial Instruments with Characteristics of Equity |
Financial reporting, Issuer disclosure |
Letter |
DOWNLOAD 236.32 KB |
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ESMA32-1188985980-347 |
Letter on EFRAG’s due process on the IASB’s Exposure Draft Financial Instruments with Characteristics of Equity |
Financial reporting, Issuer disclosure |
Letter |
DOWNLOAD 236.8 KB |
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JC 2023 22 |
Consolidated Q&As on the PRIIPs Key Information Document |
Fund Management, Joint Committee |
Q&A |
DOWNLOAD 1.06 MB |
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JC 2024 19 |
Joint SH advice on RTS-ITS on major incident reporting |
Digital Finance and Innovation, Joint Committee, Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 197.15 KB |
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JC 2024 18 |
Joint SH advice on RTS on subcontracting of ICT services |
Digital Finance and Innovation, Joint Committee, Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 253.86 KB |
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JC 2024 17 |
Joint SH advice on RTS on threat-led penetration testing (TLPT) |
Digital Finance and Innovation, Joint Committee, Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 200.59 KB |
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