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ESMA24-436-1425 |
Verena Ross Opening Statement - 2022 ECON Annual Hearing, 24 October 2022 |
Board of Supervisors, CCP, About ESMA, Digital Finance and Innovation, Investor protection, Speeches, Supervisory convergence, Sustainable finance |
Statement |
DOWNLOAD 619.63 KB |
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ESMA71-319-231 |
Natasha Cazenave speech at AFME Conference: ESMA’s New Strategic Orientation, 13 October 2022 |
Digital Finance and Innovation, Investor protection, Speeches, Supervisory convergence, Sustainable finance |
Speech |
DOWNLOAD 148.72 KB |
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ESMA35-43-2517 |
Compliance table on Guidelines on certain aspects of the MiFID II compliance function (ESMA35-36-1952) |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 149.47 KB |
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JC 2022 28 |
Joint Committee Work Programme 2023 |
Joint Committee |
Reference |
DOWNLOAD 198.75 KB |
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JC 2022 42 |
Final Report on SFDR amendments for nuclear and gas activities |
Joint Committee, Sustainable finance |
Final Report |
DOWNLOAD 1.07 MB |
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ESMA35-43-3328 |
Public statement on the impact of inflation in the context of investment services to retail clients |
Investor protection |
Statement |
DOWNLOAD 132.05 KB |
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ESMA35-43-3172 |
Final report - Guidelines on certain aspects of the MiFID II suitability requirements |
Investor protection |
Final Report |
DOWNLOAD 612.85 KB |
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CPD22 |
Joint ESAs Consumer Protection Day - Programme |
Joint Committee, Investor protection |
Reference |
DOWNLOAD 234.44 KB |
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JC 2022 47 |
List of SFDR queries requiring the interpretation of Union law |
Joint Committee, Sustainable finance |
Q&A |
DOWNLOAD 171.44 KB |
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JC 2022 40 |
Joint ESA report on Risks and Vulnerabilities in the EU financial system No 2 2022 |
Joint Committee, Market data |
Report |
DOWNLOAD 570.49 KB |
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C 2022 1931 |
SFDR Templates |
Joint Committee, Sustainable finance |
Reference |
DOWNLOAD 737.11 KB |
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ESMA35-36-2621 |
Final report EBA-ESMA on SREP guidelines under IFD |
Investor protection |
Final Report |
DOWNLOAD 1.43 MB |
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ESMA50-164-2193 |
TRV Article_Key Retail Risk Indicators for the EU single market |
Investor protection, Risk monitoring |
Reference |
DOWNLOAD 428.33 KB |
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ESMA35-43-3020 |
Joint compliance table on ESMA and EBA guidelines on the assessment of the suitability of members of the management body and key function holders |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 320.25 KB |
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JC 2022 30 |
Joint Committee's Rules of Procedures |
Joint Committee |
Reference |
DOWNLOAD 654.7 KB |
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JC 2022 32 |
Mandate of the European Supervisory Authorities’ Joint Committee Sub-Committee on Digital Operational Resilience |
Digital Finance and Innovation, Joint Committee |
Reference |
DOWNLOAD 586.3 KB |
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ESMA35-43-3301 |
Report on Sanctions and measures imposed under MiFID II in 2021 |
Investor protection |
Report |
DOWNLOAD 900.31 KB |
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ESMA35-43-3114 |
CP on Review of the Guidelines on MiFID II product governance requirements |
Investor protection |
Consultation Paper |
DOWNLOAD 718.74 KB |
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ESMA35-43-3137 |
ESMA presents the results of the 2021 Common Supervisory Action (CSA) on MiFID II product governance requirements |
Investor protection, Supervisory convergence |
Statement |
DOWNLOAD 119.34 KB |
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JC 2022 23 |
Clarifications on the ESAs' draft RTS under SFDR |
Joint Committee, Sustainable finance |
Statement |
DOWNLOAD 306.38 KB |
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