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ESMA35-335435667-5931 |
Final Report on the 2023 Common Supervisory Action and Mystery Shopping Exercise on marketing |
Investor protection |
Report |
DOWNLOAD 998.39 KB |
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ESMA35-335435667-4520 |
Compliance table on the Guidelines on MiFID II product governance (2023) |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 173.43 KB |
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ESMA35-335435667-4314 |
Compliance table on the Gudelines on MiFID II remuneration requirements |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 187.67 KB |
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ESMA35-1983731921-788 |
Call for expression of interest: Consultative Working Group for Investor Protection Standing Committee |
Investor protection |
Reference |
DOWNLOAD 185.51 KB |
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Ares(2024) 3056562 |
Letter from the European Commission on the DLT Pilot Regime Implementation |
Digital Finance and Innovation, Trading |
Letter |
DOWNLOAD 152.24 KB |
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Market makers - XLS |
Market makers and authorised primary dealers who are using the exemption under the SSR - XLS |
Short Selling |
Reference |
DOWNLOAD 40.72 KB |
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Market makers - pdf |
Market makers and authorised primary dealers who are using the exemption under the SSR - PDF |
Short Selling |
Reference |
DOWNLOAD 453.92 KB |
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Net short thresholds |
Net short position notification thresholds for sovereign issuers |
Short Selling |
Reference |
DOWNLOAD 27.35 KB |
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ESMA35-43-1410 |
Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting |
Investor protection |
Reference |
DOWNLOAD 456.1 KB |
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ESMA24-229244789-4738 |
SMSG advice on the consultation on reverse solicitation and the qualification of crypto-assets as financial instruments under MiCA |
Digital Finance and Innovation, Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 281.77 KB |
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JC 2024 24 |
Consultation paper on draft regulatory technical standard on the harmonisation of conditions enabling the conduct of the oversight activities under Article 41(1) point (c) of Regulation (EU) 2022/2554 |
Digital Finance and Innovation, Joint Committee |
Consultation Paper |
DOWNLOAD 529.11 KB |
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DORA dry run exercise factsheet |
Factsheet for 2024 DORA dry run exercise |
Digital Finance and Innovation, Joint Committee |
Reference |
DOWNLOAD 187.14 KB |
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ESMA50-524821-3153 |
TRV Article - Crypto assets: Market structures and EU relevance |
Digital Finance and Innovation, Risk monitoring |
Report |
DOWNLOAD 664.88 KB |
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ESMA75-117376770-460 |
Letter to EU institutions on DLT Pilot Regime Implementation |
Digital Finance and Innovation, Trading |
Letter |
DOWNLOAD 150.42 KB |
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ESMA50-524821-3157 |
TRV Article - Social media sentiment: Influence on EU equity prices |
Investor protection, Risk monitoring |
Report |
DOWNLOAD 486.29 KB |
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ESMA35-335435667-5923 |
List of EU Member States using the temporary exemption from the payment for order flow (PFOF) prohibition under the MiFIR review |
Investor protection |
Reference |
DOWNLOAD 51.62 KB |
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ESMA84-858037815-66 |
Consultation on European Green Bond Regulation - Reply form |
Investor protection, Supervisory convergence, Sustainable finance |
Reference |
DOWNLOAD 732.06 KB |
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ESMA84-2037069784-2116 |
Consultation Paper on European Green Bond Regulation |
Investor protection, Supervisory convergence, Sustainable finance |
Consultation Paper |
DOWNLOAD 912.31 KB |
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ESMA75-453128700-949 |
Final Report on draft technical standards specifying requirements for cooperation, exchange of information, and notification between competent authorities, ESAs, and third countries under MiCA |
Digital Finance and Innovation, Guidelines and Technical standards |
Final Report |
DOWNLOAD 641.13 KB |
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ESMA18-72330276-1634 |
Final Report on Draft technical Standards specifying certain requirements of the Markets in Crypto Assets Regulation (MiCA) – first package |
Digital Finance and Innovation, Guidelines and Technical standards |
Final Report |
DOWNLOAD 814.09 KB |
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