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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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177 documents
Date Reference Title Sections Type Main document Info
2013/998 Guidelines on the model MoU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities International cooperation, Fund Management Guidelines & Recommendations DOWNLOAD 245.15 KB
2013/741 ESMA Data on Prospectuses Approved and Passported—January 2012 to December 2012 Prospectus, Issuer disclosure Final Report DOWNLOAD 457.11 KB
2013/619 Comparison of liability regimes in Member States in relation to the Prospectus Directive Prospectus, Issuer disclosure Final Report DOWNLOAD 596.91 KB
2013/619 Annex II Comparative table of responses from EEA States Prospectus Report DOWNLOAD 2.15 MB
Related documents Comparison of liability regimes in Member States in relation to the Prospectus Directive
Summary
Translated versions
2013/619 Annex III Individual responses from EEA States Prospectus Report DOWNLOAD 2.63 MB
Related documents Comparison of liability regimes in Member States in relation to the Prospectus Directive
Summary
Translated versions
2013/318 Feedback Statement on proposed amendments to the ESMA update of the CESR recommendations for the consistent implementation of the Prospectuses Regulation regarding mineral companies Prospectus, Issuer disclosure, Transparency CESR Document DOWNLOAD 265.19 KB
2013/319 The consistent implementation of Commission Regulation (EC) No 809/2004 implementing the Prospectus Directive Issuer disclosure, Prospectus Guidelines & Recommendations DOWNLOAD 540.48 KB
2013/317 Framework for the assessment of third country prospectuses under Article 20 of the Prospectus Directive Prospectus, Issuer disclosure Opinion DOWNLOAD 725.59 KB
2013/316 Draft Regulatory Technical Standards on specific situations that require the publication of a supplement to the prospectus Prospectus, Issuer disclosure Consultation Paper DOWNLOAD 672.89 KB
2013/280 Vacancy notice - Chair of Committee drafting a proxy advising industry Code of Conduct Prospectus, Corporate Governance Reference DOWNLOAD 102.91 KB
MOU ESMA/DFSA MOU on the supervision of CRAs - ESMA and Dubai FSA Credit Rating Agencies, International cooperation Reference DOWNLOAD 181.09 KB
2012/878 ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU Prospectus, Issuer disclosure Letter DOWNLOAD 36.15 KB
2012/864 ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU Prospectus, Issuer disclosure Technical Advice DOWNLOAD 1.23 MB
2012/607 Further amendments to ESMA’s Recommendations for the consistent implementation of the Prospectus Regulation regarding mineral companies Prospectus, Issuer disclosure Consultation Paper DOWNLOAD 481.61 KB
2012/603 ESMA Data on Prospectuses Approved and Passported - January 2012 to June 2012 Prospectus, Issuer disclosure Final Report DOWNLOAD 431.12 KB
2012/602 ESMA Data on Prospectuses Approved and Passported - January 2011 to December 2011 Prospectus, Issuer disclosure Final Report DOWNLOAD 573.49 KB
MOU Canada ESMA MOU on the supervision of CRAs - ESMA and Canadian authorities Credit Rating Agencies, International cooperation Reference DOWNLOAD 139.68 KB
MOU CNV ESMA MOU on the supervision of CRAs - ESMA and CNV Argentina Credit Rating Agencies, International cooperation Reference DOWNLOAD 169.13 KB
MOU SEC ESMA MOU on the supervision of CRAs - ESMA and SEC Credit Rating Agencies, International cooperation Reference DOWNLOAD 306.87 KB
MOU SFC ESMA MOU on the supervision of CRAs - ESMA and SFC Hong Kong Credit Rating Agencies, International cooperation Reference DOWNLOAD 497.63 KB