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ESMA35-335435667-4520 |
Compliance table on the Guidelines on MiFID II product governance (2023) |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 173.43 KB |
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ESMA35-335435667-4314 |
Compliance table on the Gudelines on MiFID II remuneration requirements |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 187.67 KB |
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ESMA70-156-1434 |
Compliance table for Guidelines on non-significant benchmarks (ESMA70-145-1209) |
Benchmarks, Guidelines and Technical standards |
Compliance table |
DOWNLOAD 200.08 KB |
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ESMA50-43599798-9492 |
Advice on a proposed measure by the Commission du Surveillance du Secteur Financier under Article 25 of Directive 2011/61/EU |
Fund Management |
Technical Advice |
DOWNLOAD 327.89 KB |
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ESMA50-43599798-9491 |
Advice on a proposed measure by the Central Bank of Ireland under Article 25 of Directive 2011/61/EU |
Fund Management |
Technical Advice |
DOWNLOAD 301.99 KB |
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ESMA74-2119945925-1627 |
Compliance table on the Guidelines on standardised procedures and messaging protocols |
Guidelines and Technical standards, Post Trading |
Compliance table |
DOWNLOAD 430.39 KB |
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ESMA74-2119945925-1626 |
Compliance table on the Guidelines on settlement fails reporting under Article 7 CSDR |
Guidelines and Technical standards, Post Trading |
Compliance table |
DOWNLOAD 492.55 KB |
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ESMA74-2119945925-1625 |
Compliance table on the Guidelines on the process for the calculation of the indicators to determine the substantial importance of a CSD for a host Member State |
Guidelines and Technical standards, Post Trading |
Compliance table |
DOWNLOAD 474.91 KB |
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ESMA74-2119945925-1624 |
Compliance table on the Guidelines on the process for the calculation of the indicators to determine the most relevant currencies in which settlement takes place |
Guidelines and Technical standards, Post Trading |
Compliance table |
DOWNLOAD 265.11 KB |
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ESMA74-2119945925-1622 |
Compliance table on the Guidelines on internalised settlement reporting under Article 9 of CSDR |
Guidelines and Technical standards, Post Trading |
Compliance table |
DOWNLOAD 242.35 KB |
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ESMA70-151-732 |
Compliance table for the Guidelines on participant default rules and procedures under Regulation (EU) No 909/2014 (ESMA70-151-294) |
Guidelines and Technical standards, Post Trading |
Compliance table |
DOWNLOAD 255.69 KB |
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ESMA70-151-1417 |
Compliance table for ESMA's Guidelines on the cooperation between authorities under Articles 17 and 23 of CSDR (ESMA70-151-435) |
Guidelines and Technical standards, Post Trading |
Compliance table |
DOWNLOAD 242.48 KB |
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ESMA70-151-727 |
Compliance table for the Guidelines on CSD Access to the trading feeds of CCPs and trading venues (ESMA70-151-298) |
Guidelines and Technical standards, Post Trading |
Compliance table |
DOWNLOAD 264.26 KB |
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ESMA32-67-802 |
Compliance table on the Guidelines on the enforcement of financial information |
Guidelines and Technical standards, Transparency |
Compliance table |
DOWNLOAD 192.71 KB |
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ESMA35-335435667-4315 |
Compliance table on the Guidelines on certain aspects of the MiFID II suitability requirements (2023 revised version) |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 174.96 KB |
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ESMA34-45-1128 |
Compliance table - Guidelines on performance fees in UCITS and certain types of AIFs |
Fund Management, Guidelines and Technical standards, Supervisory convergence |
Compliance table |
DOWNLOAD 250.6 KB |
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ESMA91-1505572268-3492 |
Compliance table on the Guidelines on valuation of contracts |
CCP, Guidelines and Technical standards |
Compliance table |
DOWNLOAD 181.13 KB |
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ESMA91-1505572268-3490 |
Compliance table on the Guidelines on Failing or Likely to Fail |
CCP, Guidelines and Technical standards |
Compliance table |
DOWNLOAD 211 KB |
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ESMA91-1505572268-3457 |
Compliance table on the Guidelines on Early Intervention Measures |
CCP, Guidelines and Technical standards |
Compliance table |
DOWNLOAD 206.81 KB |
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ESMA91-1505572268-3456 |
Compliance table on the Guidelines on temporary restrictions |
CCP, Guidelines and Technical standards |
Compliance table |
DOWNLOAD 209.25 KB |
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