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ESA 2023 23 |
Joint ESAs Technical Advice on two EC delegated acts under the Digital Operational Resilience Act (DORA) specifying further criteria for critical ICT third-party service providers |
Digital Finance and Innovation, Joint Committee |
Report |
DOWNLOAD 990.08 KB |
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JC 2023 42 |
2023 Joint ESAs Report on the extent of voluntary disclosure of principal adverse impacts under SFDR |
Joint Committee, Sustainable finance |
Report |
DOWNLOAD 445.61 KB |
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ESMA22-50751485-1368 |
2024 Annual Work Programme |
About ESMA |
Report |
DOWNLOAD 969.26 KB |
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ESA 2023 22 |
ESAs Report on the landscape of ICT third-party providers in the EU |
Digital Finance and Innovation, Joint Committee |
Report |
DOWNLOAD 295.5 KB |
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ESMA50-524821-2908 |
TRV article: The EU securitisation market – an overview |
Risk monitoring, Securitisation |
Report |
DOWNLOAD 294.38 KB |
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JC 2023 44 |
Joint Committee report on Risks and Vulnerabilities in the EU financial system - Autumn 2023 |
Joint Committee, Risk monitoring |
Report |
DOWNLOAD 531.6 KB |
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ESMA71-545613100-2348 |
Verena Ross' speech at DDV-Forum 2023, 11 September 2023 |
Digital Finance and Innovation, Speeches, Supervisory convergence, Sustainable finance |
Speech |
DOWNLOAD 143.01 KB |
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ESMA50-1389274163-2681 |
ESMA report on trends, risks and vulnerabilities No. 2, 2023 |
Risk monitoring |
Report |
DOWNLOAD 1.32 MB |
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ESMA32-380-267 |
Report on the Implementation of SRD2 provisions on proxy advisors and the investment chain |
Corporate Governance, Prospectus |
Report |
DOWNLOAD 3.06 MB |
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ESMA34-1921782652-1922 |
Report on penalties and measures imposed under the UCITS Directive in 2022 |
Fund Management |
Report |
DOWNLOAD 587.42 KB |
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ESMA34-1985693317-1074 |
Report on penalties and measures imposed under the AIFMD in 2022 |
Fund Management |
Report |
DOWNLOAD 626.73 KB |
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ESMA74-1103241886-880 |
Report on Suspicious Transaction and Order Reports (STORs) |
Market Abuse |
Report |
DOWNLOAD 404.04 KB |
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ESMA42-2004696504-7627 |
Follow-up Report to the peer review on certain aspects of the compliance function under MiFID I |
Supervisory convergence |
Report |
DOWNLOAD 482.4 KB |
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ESMA70-449-748 |
Report on the Call for Evidence on pre-hedging |
Market Abuse, Market Integrity |
Report |
DOWNLOAD 385.4 KB |
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ESMA35-43-3861 |
Supervisory briefing on understanding the definition of advice under MiFID II |
Investor protection |
Report |
DOWNLOAD 844.02 KB |
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ESMA71-545613100-2341 |
Froukelien Wendt's Speech at FIA, 29 June 2023 |
CCP, Speeches |
Speech |
DOWNLOAD 67.97 KB |
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ESMA34-45-1814 |
Report on Marketing requirements and marketing communications under the Regulation on cross-border distribution of funds |
Fund Management |
Report |
DOWNLOAD 1.34 MB |
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ESMA70-156-6509 |
Final Report on Intra-day Volatility Management Mechanism |
Risk monitoring, Trading |
Report |
DOWNLOAD 661 KB |
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ESMA24-450544452-1826 |
Verena Ross' ECON Opening Statement, 29 June 2023 - Retail Investment Strategy |
Fund Management, Investor protection, Speeches |
Speech |
DOWNLOAD 143.16 KB |
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ESMA24-225943895-200 |
Verena Ross' speech at the FESE convention, 28 June 2023 |
Digital Finance and Innovation, Investor protection, Market data, Speeches |
Speech |
DOWNLOAD 97.9 KB |
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