ESMA Library
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
29 documents
Date Sort ascending | Reference | Title | Sections | Type | Main document | Info |
---|---|---|---|---|---|---|
ESMA42-111-7381 | Peer review on supervision of CSDs providing cross–border services or participating in interoperable links | Supervisory convergence | Final Report | DOWNLOAD 762.77 KB | ||
ESMA74-362-2281 | Final report on the Guidelines for reporting under EMIR | Guidelines and Technical standards, Market data, Trade Repositories | Final Report | DOWNLOAD 3.19 MB | ||
ESMA74-362-2448 | Final Report management body | Market data | Final Report | DOWNLOAD 240.85 KB | ||
ESMA74-362-2351 | Final report - Guidelines on transfer of data between Trade Repositories under EMIR and SFTR | Market data, Securities Financing Transactions, Trade Repositories | Final Report | DOWNLOAD 714.09 KB | ||
ESMA74-362-1978 | Final report Technical Advice to EC on simplification and harmonisation of fees to TRs under EMIR and SFTR | Market data, Post Trading, Securities Financing Transactions, Trade Repositories | Final Report | DOWNLOAD 278.42 KB | ||
ESMA74-362-1986 | Final report AND Guidelines on calculation of positions in SFTs by Trade Repositories | Market data, Post Trading, Securities Financing Transactions | Final Report | DOWNLOAD 629.81 KB | ||
ESMA74-362-1853 | Final report Draft Guidelines On periodic information to be submitted to ESMA by Trade Repositories | Market data, Supervisory convergence, Trade Repositories | Final Report | DOWNLOAD 221.11 KB | ||
ESMA74-362-1013 | MiFIR review report on the obligations to report transactions and reference data | Market data, Investor protection | Final Report | DOWNLOAD 1004.75 KB | ||
ESMA74-362-1830 | Final report on DRSP fees | Market data | Final Report | DOWNLOAD 442 KB | ||
ESMA74-362-1917 | ESMA advice on the criteria for DRSP | Market data | Final Report | DOWNLOAD 344.96 KB | ||
ESMA70-156-2311 | MiFID II Review Report on position limits and position management | Trading, Supervisory convergence | Final Report | DOWNLOAD 591.78 KB | ||
ESMA70-151-2919 | Final Report EMIR RTS on Colleges for CCPs | CCP, Post Trading, Supervisory convergence | Final Report | DOWNLOAD 273.08 KB | ||
ESMA42-111-4916 | STOR Peer Review Report | Market Abuse, Supervisory convergence | Final Report | DOWNLOAD 1.17 MB | ||
ESMA42-111-4479 | Peer review on the Guidelines on ETFs and other UCITS issues | Supervisory convergence | Final Report | DOWNLOAD 1.11 MB | ||
ESMA42-111-4285 | Peer review on certain aspects of the compliance function under Mi-FID I | Investor protection, Supervisory convergence | Final Report | DOWNLOAD 1.25 MB | ||
2016/1055 | Peer Review Report on Prospectus Approval Process | Prospectus, Supervisory convergence | Final Report | DOWNLOAD 1.23 MB | ||
2016/585 | Suitability Peer Review - Annex | Investor protection, Supervisory convergence | Final Report | DOWNLOAD 987.81 KB | ||
2016/584 | Suitability Peer Review - Final Report | Investor protection, Supervisory convergence | Final Report | DOWNLOAD 459.35 KB | ||
2015/1905 | MAD Supervisory Practices peer review follow-up | Market Abuse, Supervisory convergence | Final Report | DOWNLOAD 239.64 KB | ||
2015/592 | Automated Trading Guidelines - ESMA peer review among National Competent Authorities | Supervisory convergence | Final Report | DOWNLOAD 930.33 KB |