ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

407 documents
Date Sort ascending Reference Title Sections Type Main document Info
ESMA41-356-187 Decision - DTCC Derivatives Repository Board of Supervisors, Trade Repositories Decision DOWNLOAD 1.14 MB
ESMA 34-45-1219 Marketing requirements and marketing communications under the Regulation on cross-border distribution of funds Fund Management Report DOWNLOAD 1.36 MB
ESMA50-165-1761 ESMA Risk Dashboard No. 1 2021 Market data, Risk monitoring Report DOWNLOAD 819.04 KB
ESMA81-393-98 Supervisory Briefing on Benchmark administrators’ presence in their Member States of location and outsourcing Benchmarks, Supervisory convergence Report DOWNLOAD 200.21 KB
JC 2021 31 JC Report on the implementation and functioning of the Securitisation Regulation Joint Committee, Securitisation Report DOWNLOAD 1.03 MB
BoA D 2021 03 Board of Appeal of the ESAs - decision on City Insurance SA vs EIOPA Board of Appeal Decision DOWNLOAD 305.13 KB
ESMA80-193-1713 EMIR and SFTR data quality report 2020 Market data, Press Releases, Securities Financing Transactions, Supervisory convergence Report DOWNLOAD 791.94 KB
ESMA 50-165-1710 ESMA annual statistical report on performance and costs of retail investment products in the EU - 2021 Fund Management, Digital Finance and Innovation, Market data Report DOWNLOAD 2.54 MB
ESMA93-373-39 Annual peer review of EU CCP supervision CCP Report DOWNLOAD 449.37 KB
ESMA50-165-1734 EU Alternative Investment Funds - 2021 Statistical Report Fund Management, Market data, Risk monitoring Report DOWNLOAD 1.77 MB
ESMA32-63-1101 Enforcers 2020 activity report Issuer disclosure Report DOWNLOAD 876.29 KB
JC 2021 27 JOINT ESA REPORT ON RISKS AND VULNERABILITIES IN THE EU FINANCIAL SYSTEM No 1 2021 Joint Committee, Risk monitoring Report DOWNLOAD 641.71 KB
JC 2021 24 Joint report on the assessment of the application of the Guidelines on complaints-handling Joint Committee Report DOWNLOAD 725.04 KB
ESMA32-67-716 Report on IFRS 10-11-12 Issuer disclosure, Audit, Financial reporting Report DOWNLOAD 480.12 KB
ESMA41-356-168 Public Notices Moodys UK DE ES FR IT Board of Supervisors, Credit Rating Agencies Decision DOWNLOAD 277.29 KB
Related documents CRA Enforcement Case Moodys March 2021 Decision 1-2021 Moody's UK Decision 2-2021 Moody's France Decision 3-2021 Moody's Germany Decision 4-2021 Moody's Italy Decision 5-2021 Moody's Spain
Summary
Translated versions
ESMA41-356-132 Decision 5-2021 Moody's Spain Board of Supervisors, Credit Rating Agencies Decision DOWNLOAD 332.83 KB
Related documents CRA Enforcement Case Moodys March 2021 Public Notices Moodys UK DE ES FR IT
Summary
Translated versions
ESMA41-356-131 Decision 4-2021 Moody's Italy Board of Supervisors, Credit Rating Agencies Decision DOWNLOAD 350.91 KB
Related documents CRA Enforcement Case Moodys March 2021 Public Notices Moodys UK DE ES FR IT
Summary
Translated versions
ESMA41-356-130 Decision 3-2021 Moody's Germany Board of Supervisors, Credit Rating Agencies Decision DOWNLOAD 333.78 KB
Related documents CRA Enforcement Case Moodys March 2021 Public Notices Moodys UK DE ES FR IT
Summary
Translated versions
ESMA41-356-129 Decision 2-2021 Moody's France Board of Supervisors, Credit Rating Agencies Decision DOWNLOAD 352.97 KB
Related documents CRA Enforcement Case Moodys March 2021 Public Notices Moodys UK DE ES FR IT
Summary
Translated versions
ESMA41-356-114 Decision 1-2021 Moody's UK Board of Supervisors, Credit Rating Agencies Decision DOWNLOAD 728.73 KB
Related documents CRA Enforcement Case Moodys March 2021 Public Notices Moodys UK DE ES FR IT
Summary
Translated versions