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2014/685 |
Draft Regulatory Technical Standards under the CRA3 Regulation |
Credit Rating Agencies |
Technical Standards |
DOWNLOAD 2.39 MB |
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2014/161 |
Draft implementing technical standards on notification - EuSEF |
Fund Management |
Technical Standards |
DOWNLOAD 29.18 KB |
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2014/160 |
Draft implementing technical standards on notification - EuVECA |
Fund Management |
Technical Standards |
DOWNLOAD 175.99 KB |
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2013/1940 |
Draft technical standards under Article 10a(8) of MiFID on the assessment of acquisitions and increases in qualifying holdings in investment firms |
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Technical Standards |
DOWNLOAD 622.16 KB |
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2013/1970 |
Draft Regulatory Technical Standards on specific situations that require the publication of a supplement to the prospectus |
Prospectus, Issuer disclosure |
Technical Standards |
DOWNLOAD 713.74 KB |
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2013/1657 |
Draft technical standards under EMIR on contracts with a direct, substantial and foreseeable effect within the Union and non-evasion |
Post Trading |
Technical Standards |
DOWNLOAD 394.75 KB |
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2013/1087 |
Final Report on amended EMIR implementing technical standards |
Post Trading |
Technical Standards |
DOWNLOAD 335.07 KB |
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JC 2013/01 |
Final Draft Regulatory Technical Standards |
Joint Committee |
Technical Standards |
DOWNLOAD 1.17 MB |
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2013/413 |
Final Report - Draft regulatory technical standards on types of AIFMs |
Fund Management |
Technical Standards |
DOWNLOAD 116.08 KB |
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2013/318 |
Feedback Statement on proposed amendments to the ESMA update of the CESR recommendations for the consistent implementation of the Prospectuses Regulation regarding mineral companies |
Prospectus, Issuer disclosure, Transparency |
CESR Document |
DOWNLOAD 265.19 KB |
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JC/CP/2012/01 Feedback statement |
ESA feedback statement on the Joint CP on Financial Conglomerates |
Joint Committee |
CESR Document |
DOWNLOAD 82.95 KB |
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2012/600 |
Draft technical standards under the Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC Derivatives, CCPs and Trade Repositories |
Post Trading |
Technical Standards |
DOWNLOAD 1.88 MB |
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2012/415 |
Call for Evidence on Empty Voting |
Transparency, Issuer disclosure |
CESR Document |
DOWNLOAD 275.66 KB |
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2012/228 |
Draft technical standards on the Regulation (EU) No 236/2012 of the European Parliament and of the Council on short selling and certain aspects of credit default swaps |
Short Selling |
Technical Standards |
DOWNLOAD 1.02 MB |
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2011/464 |
Final report - Draft RTS on the content and format of ratings data periodic reporting to be requested from credit ratings agencies for the purpose of on-going supervision by ESMA |
Credit Rating Agencies |
Technical Standards |
DOWNLOAD 485.78 KB |
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2011/463 |
Final report - Regulatory technical standards on the information for registration and certification of credit rating agencies |
Credit Rating Agencies |
Technical Standards |
DOWNLOAD 444.79 KB |
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2011/462 |
Final Report - Draft RTS on the assessment of compliance of credit rating methodologies with CRA Regulation |
Credit Rating Agencies |
Technical Standards |
DOWNLOAD 445.83 KB |
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2011/461 |
Final report - Regulatory Technical Standards on the presentation of the information that credit rating agencies shall disclose in accordance with Article 11(2) and point 1 of Part II of Section E of Annex I to Regulation (EC) No 1060/2009 |
Credit Rating Agencies |
Technical Standards |
DOWNLOAD 555.25 KB |
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2011/67 |
Feedback statement - Consultation Paper on proposed amendments to CESR |
Prospectus, Issuer disclosure |
CESR Document |
DOWNLOAD 384.63 KB |
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10-1351 |
Feedback statement - Transaction Reporting on OTC Derivatives and Extension of the Scope of Transaction Reporting Obligations |
CESR Archive |
CESR Document |
DOWNLOAD 93.89 KB |
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