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2014/C1/02 |
Board of Appeal Decision |
Joint Committee, Board of Appeal |
Decision |
DOWNLOAD 368.94 KB |
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2014/MB/39 |
Decision on the Implementing Rules to the Financial Regulation of ESMA |
Management Board |
Decision |
DOWNLOAD 279.01 KB |
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2014/MB/38 |
Decision on the Financial Regulation of ESMA |
Management Board |
Decision |
DOWNLOAD 392.78 KB |
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2014/685 |
Draft Regulatory Technical Standards under the CRA3 Regulation |
Credit Rating Agencies |
Technical Standards |
DOWNLOAD 2.39 MB |
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2014/544 |
Decision to adopt a supervisory measure taking the form of a public notice in accordance with Articles 23e(5) and 24 of Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies |
Credit Rating Agencies |
Decision |
DOWNLOAD 49.36 KB |
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2014/161 |
Draft implementing technical standards on notification - EuSEF |
Fund Management |
Technical Standards |
DOWNLOAD 29.18 KB |
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2014/160 |
Draft implementing technical standards on notification - EuVECA |
Fund Management |
Technical Standards |
DOWNLOAD 175.99 KB |
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BoA 2013-014 |
Board of Appeal Decision Global Private Rating Company v. ESMA |
Joint Committee, Board of Appeal |
Decision |
DOWNLOAD 361.96 KB |
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2013/1940 |
Draft technical standards under Article 10a(8) of MiFID on the assessment of acquisitions and increases in qualifying holdings in investment firms |
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Technical Standards |
DOWNLOAD 622.16 KB |
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2013/1970 |
Draft Regulatory Technical Standards on specific situations that require the publication of a supplement to the prospectus |
Prospectus, Issuer disclosure |
Technical Standards |
DOWNLOAD 713.74 KB |
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2013/1657 |
Draft technical standards under EMIR on contracts with a direct, substantial and foreseeable effect within the Union and non-evasion |
Post Trading |
Technical Standards |
DOWNLOAD 394.75 KB |
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2013/1087 |
Final Report on amended EMIR implementing technical standards |
Post Trading |
Technical Standards |
DOWNLOAD 335.07 KB |
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JC 2013/01 |
Final Draft Regulatory Technical Standards |
Joint Committee |
Technical Standards |
DOWNLOAD 1.17 MB |
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BoA 2013-008 |
Board of Appeal Decision |
Joint Committee, Board of Appeal |
Decision |
DOWNLOAD 242.72 KB |
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2013/413 |
Final Report - Draft regulatory technical standards on types of AIFMs |
Fund Management |
Technical Standards |
DOWNLOAD 116.08 KB |
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2012/600 |
Draft technical standards under the Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC Derivatives, CCPs and Trade Repositories |
Post Trading |
Technical Standards |
DOWNLOAD 1.88 MB |
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2012/228 |
Draft technical standards on the Regulation (EU) No 236/2012 of the European Parliament and of the Council on short selling and certain aspects of credit default swaps |
Short Selling |
Technical Standards |
DOWNLOAD 1.02 MB |
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2011/464 |
Final report - Draft RTS on the content and format of ratings data periodic reporting to be requested from credit ratings agencies for the purpose of on-going supervision by ESMA |
Credit Rating Agencies |
Technical Standards |
DOWNLOAD 485.78 KB |
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2011/463 |
Final report - Regulatory technical standards on the information for registration and certification of credit rating agencies |
Credit Rating Agencies |
Technical Standards |
DOWNLOAD 444.79 KB |
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2011/462 |
Final Report - Draft RTS on the assessment of compliance of credit rating methodologies with CRA Regulation |
Credit Rating Agencies |
Technical Standards |
DOWNLOAD 445.83 KB |
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