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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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890 documents
Date Reference Title Sections Type Main document Info
2012/388 Guidelines on certain aspects of the MiFID compliance function requirements Investor protection Guidelines & Recommendations DOWNLOAD 442.44 KB
2012/387 Final report Guidelines on certain aspects of the MiFID suitability requirements Guidelines and Technical standards, Investor protection Final Report DOWNLOAD 444.15 KB
2012/387 en Guidelines on certain aspects of the MiFID suitability requirements Investor protection Guidelines & Recommendations DOWNLOAD 298.21 KB
2012/388 EN Guidelines on certain aspects of the MiFID compliance function requirements Investor protection Guidelines & Recommendations DOWNLOAD 305.13 KB
2012/379 Draft Technical Standards for the Regulation on OTC Derivatives, CCPs and Trade Repositories Post Trading Consultation Paper DOWNLOAD 2.12 MB
Related documents Draft Technical Standards for the Regulation on OTC Derivatives, CCPs and Trade Repositories ESMA proposes rules on derivatives, central counterparties and trade repositories
Summary
Translated versions
2012/382 MiFID Q&A in the area of investor protection and intermediaries Investor protection Q&A DOWNLOAD 319.78 KB
2012/95 Draft Technical Standards for the Regulation on OTC Derivatives, CCPs and Trade Repositories Post Trading Consultation Paper DOWNLOAD 776.04 KB
2011/446 Consultation paper on guidelines on certain aspects of the MiFID compliance function requirements Investor protection Consultation Paper DOWNLOAD 393.94 KB
2011/445 Consultation paper on guidelines on certain aspects of the MiFID suitability requirements Investor protection Consultation Paper DOWNLOAD 355.06 KB
2011/94 ESMA response to the European Commission consultation on CSDs and securities settlement Post Trading Letter DOWNLOAD 54.2 KB