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ESMA42-111-7381 |
Peer review on supervision of CSDs providing cross–border services or participating in interoperable links |
Supervisory convergence |
Final Report |
DOWNLOAD 762.77 KB |
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ESMA74-362-1853 |
Final report Draft Guidelines On periodic information to be submitted to ESMA by Trade Repositories |
Market data, Supervisory convergence, Trade Repositories |
Final Report |
DOWNLOAD 221.11 KB |
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ESMA50-165-1287 |
ESMA report on trends, risks and vulnerabilities no.2 2020 |
Risk monitoring |
Final Report |
DOWNLOAD 2.6 MB |
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ESMA70-156-2311 |
MiFID II Review Report on position limits and position management |
Trading, Supervisory convergence |
Final Report |
DOWNLOAD 591.78 KB |
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ESMA70-151-2919 |
Final Report EMIR RTS on Colleges for CCPs |
CCP, Post Trading, Supervisory convergence |
Final Report |
DOWNLOAD 273.08 KB |
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ESMA50-165-1040 |
ESMA report on trends, risks and vulnerabilities no.1 2020 |
Risk monitoring |
Final Report |
DOWNLOAD 1.42 MB |
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ESMA42-111-4916 |
STOR Peer Review Report |
Market Abuse, Supervisory convergence |
Final Report |
DOWNLOAD 1.17 MB |
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ESMA50-165-8 |
ESMA report on trends, risks and vulnerabilities no.2 2019 |
Risk monitoring |
Final Report |
DOWNLOAD 2.31 MB |
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ESMA50-165-737 |
ESMA report on trends, risks and vulnerabilities no. 1 2019 |
Risk monitoring |
Final Report |
DOWNLOAD 2.24 MB |
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ESMA 50-165-632 |
ESMA report on trends, risks and vulnerabilities 2, 2018 |
Risk monitoring |
Final Report |
DOWNLOAD 3.7 MB |
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ESMA42-111-4479 |
Peer review on the Guidelines on ETFs and other UCITS issues |
Supervisory convergence |
Final Report |
DOWNLOAD 1.11 MB |
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ESMA50-165-538 |
ESMA report on trends, risks and vulnerabilities 1, 2018 |
Risk monitoring |
Final Report |
DOWNLOAD 3.24 MB |
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ESMA42-111-4285 |
Peer review on certain aspects of the compliance function under Mi-FID I |
Investor protection, Supervisory convergence |
Final Report |
DOWNLOAD 1.25 MB |
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ESMA50-165-416 |
Report on Trends, Risks and Vulnerabilities No.2 2017 - correction |
Risk monitoring |
Final Report |
DOWNLOAD 2.89 MB |
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ESMA50-165-279 |
Report on Trends, Risks and Vulnerabilities No.1, 2017 |
Risk monitoring |
Final Report |
DOWNLOAD 2.73 MB |
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2016/1234 |
Report on Trends, Risks and Vulnerabilities No.2, 2016 |
Risk monitoring |
Final Report |
DOWNLOAD 3.07 MB |
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2016/1055 |
Peer Review Report on Prospectus Approval Process |
Prospectus, Supervisory convergence |
Final Report |
DOWNLOAD 1.23 MB |
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2016/585 |
Suitability Peer Review - Annex |
Investor protection, Supervisory convergence |
Final Report |
DOWNLOAD 987.81 KB |
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2016/584 |
Suitability Peer Review - Final Report |
Investor protection, Supervisory convergence |
Final Report |
DOWNLOAD 459.35 KB |
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2016/348 |
Report on Trends, Risks and Vulnerabilities No.1, 2016 |
Risk monitoring |
Final Report |
DOWNLOAD 3.13 MB |
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