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ESMA35-335435667-4520 |
Compliance table on the Guidelines on MiFID II product governance (2023) |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 173.43 KB |
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ESMA35-335435667-4314 |
Compliance table on the Gudelines on MiFID II remuneration requirements |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 187.67 KB |
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ESMA35-335435667-4315 |
Compliance table on the Guidelines on certain aspects of the MiFID II suitability requirements (2023 revised version) |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 174.96 KB |
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ESMA35-43-3327 |
Compliance table on Guidelines on certain aspects of the MiFID II appropriateness and execution only requirements |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 272.27 KB |
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ESMA70-156-1411 |
Confirmation of compliance with Guidelines on the application of C6 and C7 of Annex 1 of MIFID II |
Trading |
Compliance table |
DOWNLOAD 153.21 KB |
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ESMA35-43-1968 |
Compliance table - Guidelines on cross-selling practices (ESMA/2016/574) |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 206.07 KB |
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ESMA35-43-2517 |
Compliance table on Guidelines on certain aspects of the MiFID II compliance function (ESMA35-36-1952) |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 149.47 KB |
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ESMA70-156-4754 |
Compliance table on Guidelines on MiFID II/MiFIR obligations on market data |
Guidelines and Technical standards, Trading |
Compliance table |
DOWNLOAD 180.84 KB |
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ESMA70-156-350 |
Compliance table - Guidelines on the management body of market operators and DRSPs under MiFID II |
Guidelines and Technical standards, Trading |
Compliance table |
DOWNLOAD 150.17 KB |
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ESMA35-43-3020 |
Joint compliance table on ESMA and EBA guidelines on the assessment of the suitability of members of the management body and key function holders |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 320.25 KB |
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ESMA70-156-177 |
Compliance table for the Guidelines on the calibration of circuit breakers and publication of trading halts under MiFID II (ESMA70-872942901-63) |
Trading |
Compliance table |
DOWNLOAD 147.64 KB |
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ESMA35-43-2183 |
Compliance table - Guidelines for the assessment of knowledge and competence (ESMA/2015/1886) |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 161.56 KB |
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ESMA35-43-1215 |
Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body |
Guidelines and Technical standards, Joint Committee, Investor protection |
Compliance table |
DOWNLOAD 302.18 KB |
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ESMA35-43-1430 |
Compliance table on Guidelines on MiFID II suitability requirements |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 145.3 KB |
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ESMA35-43-1957 |
Compliance table - Guidelines on complex debt instruments and structured deposits (ESMA/2015/1787) |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 163.99 KB |
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ESMA35-43-1076 |
Compliance table for Guidelines on MiFID II product governance requirements (ESMA35-43-620) |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 157.54 KB |
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ESMA70-145-1345 |
Compliance table for the Guidelines on transaction reporting, order record keeping and clock synchronization under MiFID II |
Guidelines and Technical standards, Trading |
Compliance table |
DOWNLOAD 112.12 KB |
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2015/1261 |
Guidelines compliance table - Guidelines on the application of definitions C6 and C7 under MiFID I |
Trading |
Compliance table |
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2014-1213 |
Guidelines compliance table for Guidelines on remuneration policies and practices (MiFID) |
Investor protection |
Compliance table |
DOWNLOAD 122.41 KB |
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2013/923 |
Compliance table - compliance guidelines |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 100.87 KB |
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