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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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332 documents
Date Reference Title Sections Type Main document Info
ESMA30-379-1915 Verena Ross' speech at the DSW / Better Finance International Investors’ Conference, 6 December 2022 - The Green Deal vs. Geopolitics Speeches, Sustainable finance Speech DOWNLOAD 183.81 KB
ESMA24-436-1489 Chair Opening Statement ECON, 1 December 2022 - Energy derivative markets CCP, Market Abuse, Market Integrity, Investor protection, Speeches, Trading Speech DOWNLOAD 152.08 KB
ESMA32-382-1157 Compliance table on disclosure requirements under the Prospectus Regulation Prospectus Compliance table DOWNLOAD 144.34 KB
ESMA31-62-1409 Compliance table GLs on Risk factors Prospectus Compliance table DOWNLOAD 180.41 KB
ESMA34-466-291 Supervisory priorities and challenges for investment managers - Natasha Cazenave at EFAMA 2022 Fund Management Speech DOWNLOAD 159.09 KB
2016/602 Compliance table - Guidelines on ETFs and other UCITS issues Fund Management, Guidelines and Technical standards Compliance table DOWNLOAD 139.61 KB
ESMA71-319-231 Natasha Cazenave speech at AFME Conference: ESMA’s New Strategic Orientation, 13 October 2022 Digital Finance and Innovation, Investor protection, Speeches, Supervisory convergence, Sustainable finance Speech DOWNLOAD 148.72 KB
ESMA35-43-2517 Compliance table on Guidelines on certain aspects of the MiFID II compliance function (ESMA35-36-1952) Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 149.47 KB
ESMA70-156-4754 Compliance table on Guidelines on MiFID II/MiFIR obligations on market data Guidelines and Technical standards, Trading Compliance table DOWNLOAD 180.84 KB
ESMA70-156-350 Compliance table - Guidelines on the management body of market operators and DRSPs under MiFID II Guidelines and Technical standards, Trading Compliance table DOWNLOAD 150.17 KB
ESMA34-45-974 Compliance table on Guidelines on liquidity stress testing in UCITS and AIFs Fund Management, Guidelines and Technical standards Compliance table DOWNLOAD 230.68 KB
ESMA35-43-3339 Compliance table on the Recommendations to the Cyprus Securities and Exchange Commission on the supervision of cross-border activities of investment firms Guidelines and Technical standards, Supervisory convergence Compliance table DOWNLOAD 174.28 KB
Related documents Recommendations to the Cyprus Securities and Exchange Commission on the supervision of cross-border activities of investment firms
Summary
Translated versions
ESMA35-43-3020 Joint compliance table on ESMA and EBA guidelines on the assessment of the suitability of members of the management body and key function holders Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 320.25 KB
ESMA91-372-2274 Klaus Löber speech at FIA Forum: Frankfurt 2022, 12 July 2022 CCP, Speeches Speech DOWNLOAD 137.96 KB
ESMA70-156-177 Compliance table for the Guidelines on the calibration of circuit breakers and publication of trading halts under MiFID II (ESMA70-872942901-63) Trading Compliance table DOWNLOAD 147.64 KB
ESMA34-32-898 Compliance table on Guidelines on Article 25 of the AIFMD Fund Management, Guidelines and Technical standards Compliance table DOWNLOAD 199.22 KB
ESMA24-442-86 Verena Ross Speech at ICMA AGM, 9 June 2022 Trading, Speeches, Sustainable finance Speech DOWNLOAD 154.69 KB
ESMA70-445-442 Verena Ross FESE Convention Speech, 1 June 2022 Digital Finance and Innovation, Trading, Speeches Speech DOWNLOAD 217.79 KB
ESMA34-466-284 Key priorities for EU retail fund investors - Verena Ross at the Irish Funds Annual Conference Fund Management, Speeches Speech DOWNLOAD 119.43 KB
ESMA70-445-372 Verena Ross' ISDA keynote speech – ESMA’s priorities for transparency Speeches, Transparency Speech DOWNLOAD 177.57 KB